Andrew R. Hermsen

N.E.W. ADVISORY SERVICES

Hobert, WI 54155

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CRD#: 4673352

Professional summary

Andrew Robert Hermsen, AIF® is a registered financial advisor currently at N.E.W. ADVISORY SERVICES, LLC located in Hobert, Wisconsin and GENEOS WEALTH MANAGEMENT, INC. located in Hobart, Wisconsin.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Andrew has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Robert Hermsen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

November 22, 2017 - Present

N.E.W. ADVISORY SERVICES, LLC

Office #1: 1200 Centennial Centre Boulevard Suite 300, Hobert, WI 54155

RIA

CRD#: 290405

Hobert, WI

Current

November 22, 2017 - Present

GENEOS WEALTH MANAGEMENT, INC.

Office #1: 1200 Centennial Centre Blvd Suite 300, Hobart, WI 54155

RIA

CRD#: 120894

Hobart, WI

Past

January 11, 2008 - November 22, 2017

SII INVESTMENTS, INC.

RIA

CRD#: 2225

HOBART, WI

Past

January 11, 2008 - November 22, 2017

SII INVESTMENTS, INC.

CRD#: 2225

HOBART, WI

Past

March 17, 2004 - December 31, 2006

JOHN HANCOCK DISTRIBUTORS LLC

RIA

CRD#: 5249

ST. LOUIS PARK, MN

Past

September 12, 2003 - January 16, 2008

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

N.E.W. ADVISORY SERVICES, LLC

HERMSEN WEALTH MANAGEMENT | SOVEREIGN FINANCIAL GROUP | NORTHRIGHT FINANCIAL | N.E.W. ADVISORY SERVICES, LLC | JOHNSON WEALTH MANAGEMENT

CRD#: 290405 / SEC#: 801-112037

RIA

Registered Investment Advisory firm - (11/15/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/22/2017)

Florida
(11/22/2017)

Georgia
(11/22/2017)

Indiana
(11/22/2017)

Michigan
(11/22/2017)

Minnesota
(11/22/2017)

Nevada
(6/13/2022)

North Dakota
(1/27/2025)

Texas
(11/22/2017)

IAR

Texas
(11/22/2017)

Virginia
(10/21/2019)

Washington
(6/17/2022)

Wisconsin
(11/22/2017)

IAR

Wisconsin
(11/22/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/16/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/11/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/9/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/11/2003

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

N.E.W. ADVISORY SERVICES, LLC

HERMSEN WEALTH MANAGEMENT | SOVEREIGN FINANCIAL GROUP | NORTHRIGHT FINANCIAL | N.E.W. ADVISORY SERVICES, LLC | JOHNSON WEALTH MANAGEMENT

CRD#: 290405 / SEC#: 801-112037

RIA

Registered Investment Advisory firm - (11/15/2017 Approved)

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Contact information

Main Address

2200 Dickinson Road Unit 17a, De Pere, WI 54115

Mailing Address

Phone number

(920) 712-7800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	8,245
AUM (Assets Under Management)	$ 1,341,505,840

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew R. Hermsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Robert Hermsen's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

JOHN HANCOCK DISTRIBUTORS LLC

JOHN HANCOCK DISTRIBUTORS LLC

Primary Firm SEC Registration

N.E.W. ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/16/2004

Series 63

Date: 12/11/2003

SIE

Date: 10/1/2018

Series 7

Date: 3/9/2004

Series 6

Date: 9/11/2003

FINRA

Current Firm

N.E.W. ADVISORY SERVICES, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

N.E.W. ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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