Justin K. Bolmgren
WILLIAM JOSEPH CAPITAL MANAGEMENT
Milford, PA
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CRD#: 4673059
Professional summary
Justin Karl Bolmgren, CFP® is a registered financial advisor currently at WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. located in Milford, Pennsylvania.
Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Justin has worked at 7 firms and has passed the Series 66, Series 7 and Series 24 exams.
Biography
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Question & Answer
What are your service offerings?
Retirement Planning
Employee and Employer Plan Ben...
Investment Planning
Retirement Income Management
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Baby Boomers
Business Owners
Hourly
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Budget Simple. not investment-related. Advisor to a fintech software firm. Started March 2022. 2 hours per month during trading hours. 2) Wealth Preservation Specialist, LLC (dba William Joseph Insurance). Part owner. Started February 2025. 1 hour per month during trading hours. 3) William Joseph Tax Strategies, Inc.; not investment-related. 210 Redstone Hill Rd, Suite 5, Bristol, CT. 06010. Provides tax advice and preparation services. Part-owner. Started July 1, 2025. 5 hours per month during trading hours. Part-owner, does not participate in the day-to-day activities of the company.
CRS (Client Relationship Summary) - RIA
Click below to view Justin Karl Bolmgren's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
January 2, 2024 - Present
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.
Office #2: 10 South Riverside Plaza Suite 1600, Chicago, IL 60606RIA
CRD#: 226535
Milford, PA
Past
November 16, 2022 - March 15, 2023
ORIGIN INVESTMENT ADVISORY LLC
RIA
CRD#: 305353
MILFORD, PA
Past
April 2, 2013 - December 31, 2023
BOLMGREN RETIREPLAN, INC.
RIA
CRD#: 166560
CHICAGO, IL
Past
September 23, 2010 - April 2, 2013
FIRST MIDWEST SECURITIES, INC.
RIA
CRD#: 21786
CHICAGO, IL
Past
September 23, 2010 - April 2, 2013
FIRST MIDWEST SECURITIES, INC.
BD
CRD#: 21786
CHICAGO, IL
Past
November 29, 2006 - September 24, 2010
ADVANCE CAPITAL MANAGEMENT INC
RIA
CRD#: 110767
LISLE, IL
Past
May 26, 2004 - September 24, 2010
ADVANCE CAPITAL SERVICES, INC.
BD
CRD#: 19347
LISLE, IL
Past
February 3, 2004 - June 28, 2004
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WJ
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.
"WJCMLLC" AND "WJCM" | WILLIAM JOSEPH CAPITAL MANAGEMENT,LLC | WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. | WILLIAM JOSEPH CAPITAL MANAGEMENT LLC | WAYPOINT WEALTH PLANNING AND INVESTMENT ADVISORS | THE ROBERSON TIERNEY FINANCIAL GROUP OF WILLIAM JOSEPH CAPITAL MANAGEMENT, LLC | STATELINE FINANCIAL SERVICES GROUP | LEGACY FINANCIAL GROUP | BOLMGREN RETIREPLAN
CRD#: 226535 / SEC#: 801-119964
RIA
Registered Investment Advisory firm - (12/11/2020 Approved)Connecticut
Registered Investment Advisory firm - (12/6/2021 Terminated)Florida
Registered Investment Advisory firm - (10/29/2021 Terminated)Georgia
Registered Investment Advisory firm - (12/16/2021 Terminated)North Carolina
Registered Investment Advisory firm - (11/1/2021 Terminated)Texas
Registered Investment Advisory firm - (10/29/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(1/8/2024)
IAR
Pennsylvania(1/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
WJ
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.
"WJCMLLC" AND "WJCM" | WILLIAM JOSEPH CAPITAL MANAGEMENT,LLC | WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. | WILLIAM JOSEPH CAPITAL MANAGEMENT LLC | WAYPOINT WEALTH PLANNING AND INVESTMENT ADVISORS | THE ROBERSON TIERNEY FINANCIAL GROUP OF WILLIAM JOSEPH CAPITAL MANAGEMENT, LLC | STATELINE FINANCIAL SERVICES GROUP | LEGACY FINANCIAL GROUP | BOLMGREN RETIREPLAN
CRD#: 226535 / SEC#: 801-119964
RIA
Registered Investment Advisory firm - (12/11/2020 Approved)Connecticut
Registered Investment Advisory firm - (12/6/2021 Terminated)Florida
Registered Investment Advisory firm - (10/29/2021 Terminated)Georgia
Registered Investment Advisory firm - (12/16/2021 Terminated)North Carolina
Registered Investment Advisory firm - (11/1/2021 Terminated)Texas
Registered Investment Advisory firm - (10/29/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
210 Red Stone Hill Road Suite 5, Bristol, CT 06010
Mailing Address
200 West Hartford Street #u, Milford, PA 18337
Phone number
(860) 973-3214
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (19 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,153 |
| AUM (Assets Under Management) | $ 465,072,406 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
