FD
Frank J. Dobnikar
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Chagrin Falls, OH 44023
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CRD#: 4672955
FD
Professional summary
Frank Joseph Dobnikar, CFP® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Chagrin Falls, Ohio and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Clyde, Ohio.
Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Frank has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FRANK DOBNIKAR, 3150 DUSTIN RD, STE 2, OREGON, OH, 07/01/03, INV REL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2 HR/WK- 2/TRADING HR. 2) FD RENTALS, LLC, 705 CEDAR BARK DRIVE, AURORA, OH, 04/01/2006, OWNER/LANDLORD, REAL ESTATE, NIR, 4 HRS/MO - 0 HRS/MO TRADING. 3) SD CAPITAL, 3150 DUSTIN DR, OREGON, OH 03/01/2006, Owner, DBA Name, INV REL, 160 HR/MO - 160 HR/MO Trading 4) S&D CAPITAL REALTY, 3150 DUSTIN DR, OREGON, OH 6/1/14 AS PARTNER. NOT INVESTMENT RELATED. DEVOTES 2 HR/MO; NONE DURING TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 01/08/10 6) CURTICE BOAT STORAGE, 10304 CORDUROY CURTICE, OH, BOAT STORAGE PROPERTY, 04/08/21, NIR, 1 HR/MO- 0/TRADING HR. 7) CROWN'S WAY RACING LLC, 413 Wilson Lane, Addison IL 60101, United States, 01/05/2022, Member, Owner/Partner of a Business Entity, NIR, 0 HR/MO - 0 HR/MO TRADING 8) PARISH FINANCE COMMITTEE MEMBER, 342 S Chillicothe Rd, Aurora OH 44202, 10/2022, Committee Member, Church, NIR, 2 HR/MO - 0 HR/MO Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Frank Joseph Dobnikar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
January 8, 2010 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 7227 Chagrin Rd. Suite D, Chagrin Falls, OH 44023Office #2: 3150 Dustin Rd. Suite 2, Oregon, OH 43616RIA
CRD#: 134139
Chagrin Falls, OH
Current
January 8, 2010 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1076 W Mcpherson Hwy Suite 2, Clyde, OH 43410Office #2: 1995 Tiffin Ave. Suite 305, Findlay, OH 45840Office #3: 7227 Chagrin Rd. Suite D, Chagrin Falls, OH 44023Office #4: 3150 Dustin Rd. Suite 2, Oregon, OH 43616BD
CRD#: 39543
Clyde, OH
Past
August 20, 2007 - January 11, 2010
CETERA ADVISORS LLC
RIA
CRD#: 10299
OREGON, OH
Past
August 15, 2007 - January 11, 2010
CETERA ADVISORS LLC
BD
CRD#: 10299
OREGON, OH
Past
July 23, 2003 - August 16, 2007
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
OREGON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/2/2011)
RR
California(2/14/2014)
RR
Colorado(12/21/2016)
RR
District of Columbia(6/15/2021)
RR
Florida(1/8/2010)
RR
Georgia(1/8/2010)
RR
Illinois(1/8/2010)
RR
Indiana(4/13/2012)
RR
Kentucky(1/8/2010)
RR
Maryland(1/30/2012)
RR
Michigan(1/8/2010)
RR
Minnesota(1/2/2014)
RR
Mississippi(6/17/2024)
RR
Missouri(1/8/2010)
RR
Montana(4/22/2013)
RR
Nebraska(1/3/2023)
RR
New York(1/8/2010)
RR
North Carolina(8/13/2012)
RR
Ohio(1/8/2010)
IAR
Ohio(1/8/2010)
RR
Oregon(11/4/2025)
RR
Pennsylvania(4/13/2012)
RR
South Carolina(5/24/2012)
RR
Texas(12/16/2023)
IAR
Texas(12/16/2023)
RR
Utah(10/22/2010)
RR
Virginia(3/11/2019)
RR
Washington(6/19/2020)
RR
West Virginia(5/1/2023)
RR
Wisconsin(5/19/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
