Michael S. Koury
Professional summary
Michael Sauve Koury, who also goes by Michael S Koury, Michael S. Koury, Michael Koury, Mike Koury, is a registered financial advisor currently at FROST INVESTMENT SERVICES located in San Antonio, Texas and FROST BROKERAGE SERVICES, INC. located in San Antonio, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 9 firms and has passed the Series 65, Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Sauve Koury's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2024 - Present
FROST INVESTMENT SERVICES
Office #1: 1155 Ne Loop 410, San Antonio, TX 78209April 2, 2024 - Present
FROST BROKERAGE SERVICES, INC.
Office #1: 1155 Ne Loop 410, San Antonio, TX 78209January 27, 2022 - January 10, 2024
CHARLES SCHWAB & CO., INC.
January 26, 2022 - January 10, 2024
CHARLES SCHWAB & CO., INC.
April 11, 2018 - October 14, 2022
TD AMERITRADE, INC.
April 11, 2018 - September 7, 2023
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 11, 2018 - December 20, 2023
TD AMERITRADE, INC.
April 19, 2016 - April 4, 2018
J.P. MORGAN SECURITIES LLC
April 19, 2016 - April 4, 2018
J.P. MORGAN SECURITIES LLC
November 6, 2012 - February 16, 2016
ADVISORS ASSET MANAGEMENT, INC.
July 24, 2012 - February 16, 2016
ADVISORS ASSET MANAGEMENT, INC.
August 30, 2006 - July 25, 2012
CAPITAL CLIENT GROUP, INC.
March 10, 2004 - July 6, 2006
RAYMOND JAMES & ASSOCIATES, INC.
July 23, 2003 - July 6, 2006
RAYMOND JAMES & ASSOCIATES, INC.
Primary Firm SEC Registration
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/4/2025)
(4/22/2024)
(4/23/2024)
(5/10/2024)
(5/16/2024)
(5/14/2024)
(5/14/2024)
(5/12/2024)
(5/15/2024)
(5/14/2024)
(5/13/2024)
(5/13/2024)
(4/3/2024)
(4/3/2024)
(5/7/2024)
(5/10/2024)
Exams
FINRA
Current Firm
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 2,976,654,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
