MH
Matthew C. Howard
LPL ENTERPRISE
VIENNA, VA 22182
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CRD#: 4672444
MH
Professional summary
Matthew Charles Howard, who also goes by Matthew C Howard, Matthew Charles Howard, Mattthew Charles Howard, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Vienna, Virginia.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Matthew has worked at 8 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew C Howard | Matthew Charles Howard | Mattthew Charles Howard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SUR LE TABLE POSITION: Teaches Cooking Classes NATURE: Teaching Cooking Classes INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/21/2024 ADDRESS: 326 King Street, Alexandria VA 22314, United States DESCRIPTION: Teaching cooking classes
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Charles Howard's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew Charles Howard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 1919 Gallows Road Suite 100, Vienna, VA 22182RIA
BD
CRD#: 8733
VIENNA, VA
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 1919 Gallows Road Suite 100, Vienna, VA 22182RIA
BD
CRD#: 8733
VIENNA, VA
Past
July 22, 2021 - November 14, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
VIENNA, VA
Past
January 6, 2020 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
VIENNA, VA
Past
January 31, 2019 - January 15, 2020
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
Fairfax, VA
Past
May 16, 2014 - January 29, 2019
NYLIFE SECURITIES LLC
BD
CRD#: 5167
VIENNA, VA
Past
January 14, 2009 - June 8, 2011
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
VIENNA, VA
Past
January 13, 2009 - December 4, 2012
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
VIENNA, VA
Past
June 21, 2007 - December 31, 2008
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
VIENNA, VA
Past
May 7, 2004 - December 31, 2008
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
VIENNA, VA
Past
January 1, 2004 - March 10, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CENTREVILLE , VA
Past
December 10, 2003 - March 10, 2004
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
December 10, 2003 - March 10, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(11/14/2024)
RR
Maryland(11/14/2024)
RR
Missouri(7/16/2025)
RR
Pennsylvania(1/16/2025)
RR
Tennessee(1/21/2025)
RR
Virginia(11/14/2024)
IAR
Virginia(11/14/2024)
RR
West Virginia(1/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
