Sahar B. Zavareh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sahar Beheshti Zavareh was a registered financial professional .
Sahar is a previously registered financial professional and started their career in finance in 2004. Sahar had worked at 7 firms and has passed the Series 66, Series 7 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2011 - April 9, 2012
BERKERY NOYES SECURITIES, LLC
August 23, 2006 - May 11, 2009
PACIFIC RIDGE CAPITAL, LLC
May 9, 2006 - August 11, 2006
GCMI SECURITIES CORP.
April 19, 2006 - August 11, 2006
MAYFAIR SECURITIES, LLC
November 15, 2005 - July 31, 2006
PACIFIC RIDGE CAPITAL, LLC
September 1, 2005 - September 6, 2005
RETIREMENT CAPITAL GROUP SECURITIES, INC.
May 24, 2005 - April 18, 2006
TKG FINANCIAL, LLC
August 3, 2004 - December 1, 2004
CM SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 5/23/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
BERKERY NOYES SECURITIES, LLC
CRD#: 155918 / SEC#: , 8-68750
Contact information
FINRA licenses (23 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
