Paul M. Aftanas
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Crivitz, WI 54114
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CRD#: 4671712
Professional summary
Paul Matthew Aftanas, CFP® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Crivitz, Wisconsin and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Marinette, Wisconsin.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Paul has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) THE STEPHENSON NATIONAL BANK AND TRUST, 1820 HALL AVE MARINETTE WI, 11/2021, Relationship Manager, NIR, 60 HR/MO 40 HR/MO TRADING 2) FIXED INSURANCE, 1820 HALL AVE MARINETTE WI, 11/2021, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 20 HR/MO 20 HR/MO 3) STEPHENSON FINANCIAL SERVICES, 1820 HALL AVE MARINETTE WI, 11/2021, FINANCIAL PROFESSIONAL UTILIZING DBA NAME, NIR, 160 HR/MO 120 HR/MO 4) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 11/2021, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Paul Matthew Aftanas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
November 12, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 606 Henriette Ave., Crivitz, WI 54114Office #2: 101 Bralik Way, Oconto, WI 54153Office #3: N18630 Highway 141, Pembine, WI 54156Office #4: 290 Main St., Waiusaukee, WI 54177Office #6: 1820 Hall Ave., Marinette, WI 54143RIA
CRD#: 134139
Crivitz, WI
Current
November 12, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1820 Hall Ave., Marinette, WI 54143BD
CRD#: 39543
Marinette, WI
Past
February 5, 2007 - November 24, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
MARINETTE, WI
Past
January 30, 2007 - November 24, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
MARINETTE, WI
Past
October 2, 2003 - January 22, 2007
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
MENOMINEE, MI
Past
September 29, 2003 - September 29, 2003
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
MENOMINEE, MI
Past
August 12, 2003 - January 22, 2007
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
MENOMINEE, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/12/2021)
RR
Florida(11/12/2021)
RR
Idaho(3/29/2022)
RR
Indiana(11/12/2021)
RR
Michigan(11/12/2021)
IAR
Michigan(12/16/2024)
RR
Minnesota(11/12/2021)
RR
Ohio(1/27/2025)
RR
Wisconsin(11/12/2021)
IAR
Wisconsin(11/12/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
