CG
Christopher G. Groeber
INDEPENDENCE SQUARE HOLDINGS
King Of Prussia, PA 19406
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CRD#: 4670925
CG
Professional summary
Christopher George Groeber, AIF®, CFP® is a registered financial advisor currently at INDEPENDENCE SQUARE HOLDINGS, LLC located in King Of Prussia, Pennsylvania and LPL FINANCIAL LLC located in King Of Prussia, Pennsylvania.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Christopher has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Estate Planning
Employee and Employer Plan Ben...
Insurance Planning
Business Succession Planning
Tax Planning
Investment Planning
Retirement Planning
Comprehensive Financial Planni...
Education Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 05/30/2013 - HIGHLAND CAPITAL BROKERAGE - NON-VARIABLE INSURANCE - WILL BE USING HIGHLAND CAPITAL BROKERAGE FOR INSURANCE BUSINESS - 10% OF TIME SPENT - KING OF PRUSSIA, PA 2. 12/30/2013 - KISTLER TIFFANY BENEFITS - NON-VARIABLE INSURANCE - WOULD BE USING KISTLER TIFFANY TO PROVIDE HELATH BENEFITS TO BUSINESSES I WORK WITH - 1% OF TIME SPENT - KING OF PRUSSIA, PA 3. 02/28/2014 - ONE RESOURCE GROUP - NON-VARIABLE INSURANCE - ONE RESOURCE GROUP INSURANCE. WOULD USE THEM AS BROKER FOR INSURANCE BUSINESS, LIFE, DI AND LTC. I WOULD BE THE AGENT FOR NEW BUSINESS. - 5% OF TIME SPENT - KING OF PRUSSIA, PA. 4. 7/16/2015: GROEBER WEALTH MANAGEMENT LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - STARTED 03/10/2015 - 160 HOURS PER MONTH/7 HOURS DURING SECURITIES TRADING. 5. 7/5/2016: Global Insurance solutions group - Non-Variable Insurance - INV REL - Start 05/24/2016 - 2 bala plaza suite 525, bala cynwyd, pa 19004 - Broker, yes employs others not licensed by LPL - 2 Hr/Mo; 2 Hours During Securities Trading. 6. 1/5/2017: Coastal Insurance Consulting - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/23/2016 - 5 Hours Per Month During Securities Trading. 7. 10/10/2019 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 8. 1/24/2020 - Independence Square Holdings LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Independence Square Holdings, LLC, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9. 1/24/2020 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher George Groeber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
January 13, 2020 - Present
INDEPENDENCE SQUARE HOLDINGS, LLC
Office #1: 150 South Warner Road Suite 300, King Of Prussia, PA 19406RIA
CRD#: 300139
King Of Prussia, PA
Current
February 7, 2013 - Present
LPL FINANCIAL LLC
Office #1: 150 S Warner Rd Ste 300, King Of Prussia, PA 19406-2859RIA
BD
CRD#: 6413
King Of Prussia, PA
Past
May 22, 2017 - November 9, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
February 8, 2013 - January 14, 2020
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
KING OF PRUSSIA, PA
Past
December 12, 2003 - February 13, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CONSHOHOCKEN, PA
Past
October 24, 2003 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
October 24, 2003 - February 13, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CONSHOHOCKEN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IS
INDEPENDENCE SQUARE HOLDINGS, LLC
BARNES LANE ADVISORS LLC | TOUEY & COMPANY | THE PLAN ADVOCATE | STRATAVEST | SCHERZER FINANCIAL | MULVANEY WEALTH MANAGEMENT | MILANEK FAMILY WEALTH MANAGEMENT, LLC | INDEPENDENCE SQUARE HOLDINGS, LLC | INDEPENDENCE SQUARE ASSET MANAGEMENT | INDEPENDENCE SQUARE ADVISORS | BRENTON STRANSKY WEALTH MANAGEMENT | BRENTON PRIVATE WEALTH ADVISORS
CRD#: 300139 / SEC#: 801-116750
RIA
Registered Investment Advisory firm - (6/7/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(4/12/2018)
RR
Florida(2/7/2013)
RR
Hawaii(11/10/2021)
RR
New Jersey(2/7/2013)
RR
Pennsylvania(2/7/2013)
IAR
Pennsylvania(1/13/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IS
INDEPENDENCE SQUARE HOLDINGS, LLC
BARNES LANE ADVISORS LLC | TOUEY & COMPANY | THE PLAN ADVOCATE | STRATAVEST | SCHERZER FINANCIAL | MULVANEY WEALTH MANAGEMENT | MILANEK FAMILY WEALTH MANAGEMENT, LLC | INDEPENDENCE SQUARE HOLDINGS, LLC | INDEPENDENCE SQUARE ASSET MANAGEMENT | INDEPENDENCE SQUARE ADVISORS | BRENTON STRANSKY WEALTH MANAGEMENT | BRENTON PRIVATE WEALTH ADVISORS
CRD#: 300139 / SEC#: 801-116750
RIA
Registered Investment Advisory firm - (6/7/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
150 South Warner Road Suite 300, King Of Prussia, PA 19406
Mailing Address
Phone number
(610) 520-1500
Established
Firm type
Fiscal year end
# of Employees
37
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,985 |
| AUM (Assets Under Management) | $ 1,488,010,409 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INDEPENDENCE SQUARE HOLDINGS, LLC
CRD#: 300139King Of Prussia, PA 19406TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
