AP
Aloysius A. Przygocki
THRIVENT INVESTMENT MANAGEMENT
Alpharetta, GA
Some features on this profile are disabled
CRD#: 4670853
AP
Professional summary
Aloysius A Przygocki, who also goes by Aloysius Arthur Przygocki, Al Przygocki, Aloysius Przygocki, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Alpharetta, Georgia.
Aloysius is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Aloysius has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aloysius Arthur Przygocki | Al Przygocki | Aloysius Przygocki
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TWITCH STREAMING POSITION: Streamer NATURE: I am a content creator and social media influencer. I stream on Twitch.tv and post videos on YouTube. The content is focused on video games and does not relate in any way to the financial services industry. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 03/18/2023 ADDRESS: 5275 Taylor Road, Alpharetta GA 30022, United States DESCRIPTION: I am a content creator and social media influencer. I stream on Twitch.tv and post videos on YouTube. The content is focused on video games and does not relate in any way to the financial services industry.
CRS (Client Relationship Summary) - RIA
Click below to view Aloysius A Przygocki's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Aloysius A Przygocki's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 5, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
BD
CRD#: 18387
Alpharetta, GA
Current
April 4, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 600 Portland Ave S Msc 7100, Minneapolis, MN 55415RIA
BD
CRD#: 18387
Minneapolis, MN
Past
March 18, 2022 - January 25, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Atlanta, GA
Past
March 16, 2022 - January 25, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Atlanta, GA
Past
June 21, 2012 - February 23, 2022
HARRISDIRECT LLC
RIA
CRD#: 42159
Alpharetta, GA
Past
September 20, 2007 - February 23, 2022
E*TRADE SECURITIES LLC
BD
CRD#: 29106
ALPHARETTA, GA
Past
July 18, 2006 - January 20, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
ATLANTA, GA
Past
July 6, 2006 - January 20, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
ATLANTA, GA
Past
August 31, 2005 - May 23, 2006
WAMU INVESTMENTS, INC.
BD
CRD#: 599
ALPHARETTA, GA
Past
May 19, 2005 - August 19, 2005
EQUITY SERVICES, INC.
RIA
CRD#: 265
ATLANTA, GA
Past
May 18, 2005 - August 19, 2005
EQUITY SERVICES, INC.
BD
CRD#: 265
MONTPELIER, VT
Past
January 2, 2004 - April 18, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
ATLANTA, GA
Past
October 9, 2003 - April 18, 2005
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
October 9, 2003 - April 18, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/12/2024)
RR
Alaska(4/12/2024)
RR
Arizona(4/12/2024)
RR
Arkansas(4/12/2024)
RR
California(4/12/2024)
RR
Colorado(4/12/2024)
RR
Connecticut(4/12/2024)
RR
Delaware(4/12/2024)
RR
District of Columbia(4/12/2024)
IAR
District of Columbia(4/22/2024)
RR
Florida(4/12/2024)
RR
Georgia(4/4/2024)
IAR
Georgia(4/5/2024)
RR
Hawaii(4/12/2024)
RR
Idaho(4/12/2024)
RR
Illinois(4/12/2024)
RR
Indiana(4/12/2024)
RR
Iowa(4/12/2024)
RR
Kansas(4/12/2024)
RR
Kentucky(4/12/2024)
RR
Louisiana(4/12/2024)
RR
Maine(4/12/2024)
RR
Maryland(4/12/2024)
RR
Massachusetts(4/12/2024)
RR
Michigan(4/12/2024)
RR
Minnesota(4/12/2024)
RR
Mississippi(4/12/2024)
RR
Missouri(4/12/2024)
RR
Montana(4/12/2024)
RR
Nebraska(4/12/2024)
RR
Nevada(4/12/2024)
RR
New Hampshire(4/12/2024)
RR
New Jersey(4/12/2024)
RR
New Mexico(4/12/2024)
RR
New York(4/12/2024)
RR
North Carolina(4/12/2024)
RR
North Dakota(4/12/2024)
RR
Ohio(4/12/2024)
RR
Oklahoma(4/12/2024)
IAR
Oklahoma(4/18/2024)
RR
Oregon(4/12/2024)
RR
Pennsylvania(4/12/2024)
RR
Rhode Island(4/12/2024)
RR
South Carolina(4/12/2024)
RR
South Dakota(4/12/2024)
RR
Tennessee(4/12/2024)
RR
Texas(4/12/2024)
IAR
Texas(4/12/2024)
RR
Utah(4/12/2024)
RR
Vermont(4/12/2024)
RR
Virginia(4/12/2024)
RR
Washington(4/12/2024)
RR
West Virginia(4/12/2024)
RR
Wisconsin(4/12/2024)
RR
Wyoming(4/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
