Robert S. Hockett

Plantation, FL

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CRD#: 4670605

Professional summary

Robert Spencer Hockett, CFP® was a registered financial advisor .

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Robert had worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) ThePracticeConsultant.com, LLC; not investment-related; 6851 NW 6th Court, Plantation, FL 33317; business consulting; founder/consultant; 1/2024; approx. 20 hours/month total; approx. 15 hours/month trading hours; business consulting. (2) Rallan Bros Auto Inc.; not investment-related; 3146 Davis Blvd, Naples, FL 34104; automotive repair; owner; 1/2024; approx. 5 hours/month total; approx. 5 hours/month trading hours; management.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 10, 2025 - Present

Plantation, FL

Past

January 3, 2017 - November 2, 2020

MODERA WEALTH MANAGEMENT, LLC

RIA

CRD#: 155649

Ft. Lauderdale, FL

Past

September 30, 2006 - February 28, 2017

CAMBRIDGE WEALTH COUNSEL

RIA

CRD#: 127349

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/10/2025)

IAR

Utah
(9/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current firm

No current employment

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.