David A. Parker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David A Parker, who also goes by David A Parker, David A. Parker, David Aaron Parker, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2003. David had worked at 7 firms and has passed the Series 66, Series 65, Series 7TO, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2023 - May 8, 2023
VAN CLEMENS & CO. INCORPORATED
October 1, 2012 - July 9, 2014
J.P. MORGAN SECURITIES LLC
October 1, 2012 - July 9, 2014
J.P. MORGAN SECURITIES LLC
May 19, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
May 18, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
August 20, 2010 - January 25, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 25, 2010 - January 25, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 20, 2007 - April 30, 2009
TRUIST SECURITIES, INC.
August 22, 2005 - May 31, 2007
TRUIST INVESTMENT SERVICES, INC.
August 15, 2005 - May 31, 2007
TRUIST INVESTMENT SERVICES, INC.
October 13, 2003 - August 9, 2004
MORGAN STANLEY DW INC.
August 15, 2003 - August 9, 2004
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/25/2023
General Securities Representative ExaminationCurrent Firm
VAN CLEMENS & CO. INCORPORATED
CRD#: 6914 / SEC#: , 8-18414
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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