Dominica G. Mccann
STRATEGIC ADVISERS | Vice President, Executive Planning Consultant
BROOMALL, PA
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CRD#: 4669924
Professional summary
Dominica G. Mccann, CFP®, who also goes by Dominica Antonnette Gutierrez, Dominica Gutierrez Mccann, Dominica Mccann, Nicci Mccann, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Broomall, Pennsylvania and FIDELITY BROKERAGE SERVICES LLC located in Towson, Maryland.
Dominica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Dominica has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Biography
I am passionate about getting to know my clients and helping them create wealth strategies, with a special emphasis on incorporating their work place benefits, to help them pursue their goals. I take pride in building trust and supporting my clients with a consultative approach. I believe clients deserve a personalized and understandable plan that can help them have the peace of mind to focus on what's most important to them.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dominica Antonnette Gutierrez | Dominica Gutierrez Mccann | Dominica Mccann | Nicci Mccann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Dominica G. Mccann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
Shippensburg University of PA
BSBA - Finance and Economics
2003
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BROOMALL, PA
Current
August 5, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 610 York Road, Towson, MD 21204BD
CRD#: 7784
Towson, MD
Past
August 13, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
MILLBURN, NJ
Past
March 9, 2015 - August 5, 2021
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
MALVERN, PA
Past
March 9, 2015 - August 5, 2021
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Past
October 11, 2013 - February 17, 2015
USAA FINANCIAL PLANNING SERVICES
RIA
CRD#: 106352
PHILADELPHIA, PA
Past
October 11, 2013 - February 17, 2015
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
PHILADELPHIA, PA
Past
May 18, 2007 - September 19, 2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
PHILADELPHIA, PA
Past
May 18, 2007 - September 19, 2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
PHILADELPHIA, PA
Past
September 21, 2006 - May 10, 2007
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
MALVERN, PA
Past
February 25, 2004 - May 10, 2007
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Past
July 2, 2003 - February 9, 2004
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2023)
RR
Alaska(1/6/2023)
RR
Arizona(1/6/2023)
RR
Arkansas(1/6/2023)
RR
California(11/10/2021)
RR
Colorado(10/31/2022)
RR
Connecticut(3/4/2022)
RR
Delaware(11/10/2021)
RR
District of Columbia(1/6/2023)
RR
Florida(3/4/2022)
RR
Georgia(1/6/2023)
RR
Hawaii(1/6/2023)
RR
Idaho(1/6/2023)
RR
Illinois(1/6/2023)
RR
Indiana(1/6/2023)
RR
Iowa(1/6/2023)
RR
Kansas(1/6/2023)
RR
Kentucky(1/6/2023)
RR
Louisiana(1/6/2023)
RR
Maine(1/6/2023)
RR
Maryland(11/10/2021)
RR
Massachusetts(7/8/2022)
RR
Michigan(10/31/2022)
RR
Minnesota(1/6/2023)
RR
Mississippi(1/6/2023)
RR
Missouri(10/31/2022)
RR
Montana(1/6/2023)
RR
Nebraska(1/6/2023)
RR
Nevada(11/10/2021)
RR
New Hampshire(3/4/2022)
RR
New Jersey(9/10/2021)
IAR
New Jersey(3/31/2025)
RR
New Mexico(1/6/2023)
RR
New York(11/10/2021)
RR
North Carolina(1/6/2023)
RR
North Dakota(1/6/2023)
RR
Ohio(11/1/2022)
RR
Oklahoma(1/6/2023)
RR
Oregon(1/6/2023)
RR
Pennsylvania(8/5/2021)
IAR
Pennsylvania(3/31/2025)
RR
Puerto Rico(1/6/2023)
RR
Rhode Island(1/6/2023)
RR
South Carolina(3/4/2022)
RR
South Dakota(1/6/2023)
RR
Tennessee(3/4/2022)
RR
Texas(1/6/2023)
IAR
Texas(3/31/2025)
RR
Utah(1/6/2023)
RR
Vermont(1/6/2023)
RR
Virgin Islands(1/6/2023)
RR
Virginia(1/6/2023)
RR
Washington(1/6/2023)
RR
West Virginia(1/6/2023)
RR
Wisconsin(1/6/2023)
RR
Wyoming(1/6/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Loading...
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Vice President, Executive Planning ConsultantCRD#: 104555Broomall, PATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
