Brad F. Dalton

ETON ADVISORS

CHAPEL HILL, NC 27517

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CRD#: 4669764

Professional summary

Brad Finch Dalton, who also goes by Bradley Finch Dalton Jr., is a registered financial advisor currently at ETON ADVISORS located in Chapel Hill, North Carolina.

Brad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Brad has worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bradley Finch Dalton Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brad Finch Dalton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2017 - Present

ETON ADVISORS

Office #1: 301 W Barbee Chapel Road Suite 303, Chapel Hill, NC 27517

RIA

CRD#: 289395

CHAPEL HILL, NC

Past

July 1, 2009 - September 5, 2017

ETON ADVISORS, LP

RIA

CRD#: 147745

CHAPEL HILL, NC

Past

November 6, 2006 - December 3, 2008

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

RALEIGH, NC

Past

October 18, 2006 - December 3, 2008

PRINCIPAL SECURITIES, INC.

CRD#: 1137

RALEIGH, NC

Past

July 24, 2003 - June 19, 2006

BB&T ASSET MANAGEMENT, INC.

RIA

CRD#: 108443

RALEIGH, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ETON ADVISORS

ETON ADVISORS | ETON ADVISORS GROUP, LLC

CRD#: 289395 / SEC#: 801-111042

RIA

Registered Investment Advisory firm - (8/25/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(9/5/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/25/2006

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/22/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 10/17/2006

General Securities Representative Examination

Current Firm

ETON ADVISORS

ETON ADVISORS | ETON ADVISORS GROUP, LLC

CRD#: 289395 / SEC#: 801-111042

RIA

Registered Investment Advisory firm - (8/25/2017 Approved)

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Contact information

Main Address

301 W Barbee Chapel Road Suite 303, Chapel Hill, NC 27517

Mailing Address

Phone number

(919) 442-1550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ETON ADVISORS BROCHURE - ADV PART 2A (6/30/2025)

Regulatory assets under management

Total Number of Accounts	156
AUM (Assets Under Management)	$ 1,943,386,809

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/26/2025	Cover Page	Report
01/25/2024	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brad F. Dalton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brad Finch Dalton's CRS (Customer Relationship Summary).

Certified licenses

Experience

ETON ADVISORS, LP

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

BB&T ASSET MANAGEMENT, INC.

Primary Firm SEC Registration

ETON ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 10/25/2006

Series 65

Date: 7/22/2003

Series 7

Date: 10/17/2006

Current Firm

ETON ADVISORS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ETON ADVISORS

TRUST BUT VERIFY

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