Jessica L. Barbey
Professional summary
Jessica Lenay Barbey, who also goes by Jessica Lenay Barbey, Jessica Lenay Keas, Jessica Lenay VIramontes, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in River Falls, Wisconsin.
Jessica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jessica has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jessica Lenay Barbey's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jessica Lenay Barbey's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 2025 - Present
PNC WEALTH MANAGEMENT LLC
December 11, 2025 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 200 Lake Drive East 3rd Floor, Cherry Hill, NJ 08002January 3, 2023 - July 28, 2025
WESTPARK CAPITAL, INC.
December 5, 2022 - July 28, 2025
WESTPARK CAPITAL, INC.
October 15, 2018 - March 22, 2022
WELLS FARGO CLEARING SERVICES, LLC
September 28, 2018 - March 22, 2022
WELLS FARGO CLEARING SERVICES, LLC
October 9, 2014 - February 9, 2018
WOODBURY FINANCIAL SERVICES, INC.
October 8, 2014 - February 9, 2018
WOODBURY FINANCIAL SERVICES, INC.
February 12, 2014 - September 25, 2014
CRI SECURITIES, LLC
February 7, 2014 - September 25, 2014
SECURIAN FINANCIAL SERVICES, INC.
August 6, 2012 - December 24, 2013
U.S. BANCORP INVESTMENTS, INC.
June 1, 2012 - December 24, 2013
U.S. BANCORP INVESTMENTS, INC.
February 11, 2011 - May 29, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
August 1, 2008 - February 10, 2011
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
March 7, 2007 - July 25, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/11/2025)
(12/11/2025)
Exams
FINRA
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/08/2026 | ||
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
