Terri Rawding
Professional summary
Terri Rawding, who also goes by Terri A Rawding, Terri Ann Rawding, Terri Rawding, Terri Ann Stetson, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Smithfield, Rhode Island.
Terri is registered as a RR (Registered Representative) and started their career in finance in 2003. Terri has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 62 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terri Rawding's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2026 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917January 28, 2022 - June 18, 2026
FIDELITY BROKERAGE SERVICES LLC
March 25, 2009 - August 10, 2010
FIDELITY BROKERAGE SERVICES LLC
May 29, 2007 - August 11, 2010
NATIONAL FINANCIAL SERVICES LLC
October 8, 2003 - May 16, 2005
GOWELL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/28/2022
General Securities Representative ExaminationSeries 62
Date: 10/7/2003
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
| TESAURO, THOMAS JOHN | PRESIDENT | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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