Vann A. Wilder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vann Ashley Wilder Sr., who also goes by Vann Ashley Wilder Sr, Vann Ashley Wilder, was a registered financial professional .
Vann is a previously registered financial professional and started their career in finance in 1969. Vann had worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2022 - May 24, 2022
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 7, 2022 - May 24, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 13, 2012 - February 15, 2022
RAYMOND JAMES & ASSOCIATES, INC.
August 10, 2012 - February 15, 2022
RAYMOND JAMES & ASSOCIATES, INC.
June 1, 2009 - August 16, 2012
MORGAN STANLEY
June 1, 2009 - August 16, 2012
MORGAN STANLEY
July 31, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
April 13, 1981 - July 31, 1993
LEHMAN BROTHERS INC.
February 24, 1978 - May 13, 1981
MORGAN STANLEY DW INC.
February 19, 1974 - February 24, 1978
REYNOLDS SECURITIES, INC.
July 2, 1973 - September 5, 1975
DUPONT WALSTON, INCORPORATED
July 25, 1969 - April 11, 1974
DUPONT GLORE FORGAN INCORPORATED
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 4/1/1977
AMEX Put and Call ExamSeries 1
Date: 7/23/1969
Registered Representative ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
