James C. Crenshaw
Professional summary
James Christopher Crenshaw is a registered financial professional currently at TCG CAPITAL MARKETS L.L.C. located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 2006. James has worked at 5 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Christopher Crenshaw's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2023 - Present
TCG CAPITAL MARKETS L.L.C.
Office #1: 1 Vanderbilt Avenue Suite 3400, New York, NY 10017May 10, 2019 - December 6, 2022
BOFA SECURITIES, INC.
September 3, 2012 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 19, 2007 - July 16, 2010
BLACKROCK INVESTMENT MANAGEMENT, LLC
October 11, 2006 - July 16, 2010
BLACKROCK INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2023)
Exams
Series 7TO
Date: 3/29/2024
General Securities Representative ExaminationFINRA
Current Firm
TCG CAPITAL MARKETS L.L.C.
CRD#: 291767 / SEC#: , 8-70061
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CARLYLE INVESTMENT MANAGEMENT, L.L.C. | MEMBER | |
| KRZAK, ALEXANDER JACOB | PRINCIPAL OPERATIONS OFFICER | 6349160 |
| LEFKOWITZ, JOSHUA ADAM | OFFICER | 7216783 |
| LOWENTHAL, MITCHELL NEAL | CO-CHIEF COMPLIANCE OFFICER | 6939241 |
| PLOUFFE, JUSTIN | CEO | 6223477 |
| QIAN, LIANGSHUN | CO-CHIEF COMPLIANCE OFFICER | 7247412 |
| RIORDAN, TIFFANY | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 6313437 |
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