Richard J. Chura
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard John Chura SR, who also goes by Rich Chura, Richard John Chura, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1974. Richard had worked at 12 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2006 - December 31, 2015
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
December 11, 2006 - December 31, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 6, 2005 - December 11, 2006
VALMARK ADVISERS, INC.
January 4, 2005 - December 11, 2006
VALMARK SECURITIES, INC.
March 4, 1998 - December 31, 2004
COMMONWEALTH FINANCIAL NETWORK
March 20, 1997 - March 3, 1998
WALNUT STREET SECURITIES, INC.
April 27, 1995 - December 31, 1996
SECURITIES AMERICA, INC.
July 30, 1993 - December 31, 1996
JOHN HANCOCK DISTRIBUTORS LLC
December 4, 1990 - July 30, 1993
OSAIC FS, INC.
September 23, 1987 - December 5, 1990
JOHN HANCOCK DISTRIBUTORS LLC
January 12, 1984 - January 1, 1989
AETNA LIFE INSURANCE AND ANNUITY COMPANY
June 8, 1983 - December 4, 1990
ALLEGHENY INVESTMENTS, LTD.
June 5, 1974 - May 2, 1983
HORNOR, TOWNSEND & KENT, LLC
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/5/1974
Registered Representative ExaminationCurrent Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
