DD
Donald L. Dorr
CETERA INVESTMENT ADVISERS LLC
ALBANY, NY 12205
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CRD#: 4667922
DD
Professional summary
Donald Lee Dorr JR, CFP®, who also goes by Donald Lee Dorr, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Albany, New York and CETERA INVESTMENT SERVICES LLC located in Albany, New York.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Donald has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Retirement Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Investment Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Donald Lee Dorr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 05-18-2022-First New York Retirement and Investment Services-Investment Related- AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-
CRS (Client Relationship Summary) - RIA
Click below to view Donald Lee Dorr JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
May 14, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2 Wall Street, Albany, NY 12205RIA
CRD#: 105644
ALBANY, NY
Current
May 14, 2025 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 2 Wall Street, Albany, NY 12205Office #2: 818 Central Ave, Albany, NY 12206Office #3: 795 E Main Street Ste 1, Cobleskill, NY 12043Office #4: 1533 Route 9, Halfmoon, NY 12065Office #5: 1776 Union Street, Niskayuna, NY 12309Office #6: 31 Jordan Road, North Greenbush, NY 12180Office #7: 1879 Altamont Ave, Schenectady, NY 12303Office #8: 424 Maple Ave, Saratoga Springs, NY 12866Office #9: 1760 State Street, Schenectady, NY 12304BD
CRD#: 15340
ALBANY, NY
Past
May 18, 2022 - May 27, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
ALBANY, NY
Past
May 18, 2022 - May 27, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
ALBANY, NY
Past
July 1, 2015 - May 18, 2022
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
Niskayuna, NY
Past
June 25, 2015 - May 18, 2022
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
Niskayuna, NY
Past
April 5, 2010 - June 2, 2015
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
JOHNSTOWN, NY
Past
April 1, 2010 - June 2, 2015
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
JOHNSTOWN, NY
Past
October 14, 2005 - March 23, 2010
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
SCHENECTADY, NY
Past
October 30, 2003 - March 23, 2010
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
SCHENECTADY, NY
Past
August 21, 2003 - October 29, 2003
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/14/2025)
RR
California(5/14/2025)
RR
Colorado(5/14/2025)
RR
Connecticut(5/14/2025)
RR
Delaware(5/14/2025)
RR
Florida(5/14/2025)
RR
Georgia(5/14/2025)
RR
Indiana(5/14/2025)
RR
Louisiana(5/14/2025)
RR
Maine(5/14/2025)
RR
Massachusetts(5/14/2025)
RR
Minnesota(5/14/2025)
RR
Missouri(5/14/2025)
RR
Montana(5/14/2025)
RR
Nebraska(5/20/2025)
RR
New Hampshire(5/14/2025)
RR
New Jersey(5/14/2025)
RR
New York(5/14/2025)
IAR
New York(5/14/2025)
RR
North Carolina(5/28/2025)
RR
Ohio(5/15/2025)
RR
Oregon(5/14/2025)
RR
Pennsylvania(5/14/2025)
RR
Rhode Island(5/14/2025)
RR
South Carolina(5/14/2025)
RR
Virginia(5/14/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
