WH
Wanwan Hong
ASIA GLOBAL ASSET MANAGEMENT,
Alameda, CA 94501
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CRD#: 4667888
WH
Professional summary
Wanwan Hong is a registered financial advisor currently at ASIA GLOBAL ASSET MANAGEMENT, INC located in Alameda, California.
Wanwan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Wanwan has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SOLE PROPRIETOR IN FIXED INSURANCE AND FIXED (INDEXED) ANNUITIES SALES (NON-INVESTMENT RELATED); BUSINESS ADDRESS 1837 16TH AVE, SAN FRANCISCO, CA 94122-4539; INDEPENDENT LIFE AND HEALTH INSURANCE SALES, LICENSED IN CALIFORNIA SINCE 05/16/2003; WORK OUTSIDE OF SECURITIES TRADING HOURS MOST OF THE TIME.
CRS (Client Relationship Summary) - RIA
Click below to view Wanwan Hong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 19, 2014 - Present
ASIA GLOBAL ASSET MANAGEMENT, INC
Office #1: 1024 Santa Clara Avenue, Alameda, CA 94501RIA
CRD#: 141786
Alameda, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/19/2014)
Current Firm
AG
ASIA GLOBAL ASSET MANAGEMENT, INC
ASIA GLOBAL ASSET MANAGEMENT, INC
CRD#: 141786 / SEC#:
California
Registered Investment Advisory firm - (10/18/2007 Approved)New Jersey
Registered Investment Advisory firm - (4/1/2008 Approved)New York
Registered Investment Advisory firm - (5/16/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1024 Santa Clara Avenue, Alameda, CA 94501
Mailing Address
Phone number
(718) 578-8249
Established
Firm type
Fiscal year end
# of Employees
4
Red Flags
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