Benjamin Hoecherl
Professional summary
Benjamin Hoecherl, who also goes by Benjamin N Hoecherl, Benjamin Hoercherl, is a registered financial professional currently at NATIONWIDE FUND DISTRIBUTORS LLC located in Columbus, Ohio.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2003. Benjamin has worked at 6 firms and has passed the Series 66, SIE, Series 6, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Hoecherl's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 2024 - Present
NATIONWIDE FUND DISTRIBUTORS LLC
Office #1: One Nationwide Plaza 1-18-102, Columbus, OH 43215October 9, 2015 - January 17, 2024
NATIONWIDE INVESTMENT ADVISORS, LLC
September 25, 2015 - January 17, 2024
NATIONWIDE INVESTMENT SERVICES CORPORATION
February 29, 2012 - June 19, 2015
EMPOWER ADVISORY GROUP, LLC
July 11, 2006 - September 1, 2010
CHARLES SCHWAB & CO., INC.
July 11, 2006 - September 1, 2010
CHARLES SCHWAB & CO., INC.
August 9, 2005 - June 30, 2006
EQUITABLE ADVISORS, LLC
July 10, 2003 - June 30, 2006
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NATIONWIDE FUND DISTRIBUTORS LLC
CRD#: 25910 / SEC#: , 8-42135
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS INC. | OWNER | |
| ANIANO, JOSEPH NICHOLAS | SENIOR VICE PRESIDENT, INVESTMENT MANAGEMENT GROUP | 4303290 |
| BUTSON, HOLLY ANN | CHIEF COMPLIANCE OFFICER | 724115 |
| CUMMINGS, LELAND THOMAS | CHAIRMAN, DIRECTOR & PRESIDENT | 2523271 |
| GINNAN, STEVEN A. | MANAGER | 6984613 |
| HAWLEY, CRAIG ALAN | MANAGER | 4499105 |
| RIMES, STEPHEN RANDOLPH | VP, ASSOCIATE GENERAL COUNSEL AND ASSISTANT SECRETARY | 4138948 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NATIONWIDE FUND DISTRIBUTORS LLC
CRD#: 25910Columbus, OH 43215TRUST BUT VERIFY
Monitor Benjamin Hoecherl
Get automatic monthly alerts on:
