Jason Sable
Professional summary
Jason Sable, who also goes by Jason Barrett Sable, is a registered financial professional currently at NATIXIS SECURITIES AMERICAS LLC located in New York, New York.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2003. Jason has worked at 12 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Sable's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 22, 2024 - Present
NATIXIS SECURITIES AMERICAS LLC
Office #1: 1251 Avenue Of The Americas 5th Floor, New York, NY, 10020January 26, 2022 - April 2, 2024
NATWEST MARKETS SECURITIES INC.
July 12, 2018 - December 6, 2021
BNP PARIBAS SECURITIES CORP.
June 10, 2014 - March 27, 2018
MIZUHO SECURITIES USA LLC
June 19, 2013 - February 14, 2014
RBC CAPITAL MARKETS, LLC
July 30, 2012 - July 9, 2013
CREDIT SUISSE SECURITIES (USA) LLC
April 4, 2011 - July 17, 2012
SANTANDER US CAPITAL MARKETS LLC
July 30, 2007 - March 8, 2011
UBS SECURITIES LLC
October 6, 2004 - March 1, 2005
CASTLEOAK SECURITIES, LP
August 5, 2004 - October 1, 2004
CANTOR FITZGERALD & CO.
February 27, 2004 - March 12, 2004
TRILLIUM BROKERAGE SERVICES, LLC
June 23, 2003 - December 18, 2003
SCHONFELD SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/22/2024)
Exams
Series 55
Date: 7/21/2003
Limited Representative-Equity Trader ExamFINRA
Current Firm
NATIXIS SECURITIES AMERICAS LLC
CRD#: 1101 / SEC#: 801-72849, 8-719
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIXIS NORTH AMERICA LLC | PARENT COMPANY/MANAGING MEMBER | |
| BRIGGS, DANIEL CRAIG | PRINCIPAL OPERATIONS OFFICER | 1250311 |
| BUSSY, STEPHANE NMN | DIRECTOR ON BOARD OF DIRECTORS | 7336982 |
| CANEL, THIERRY JACQUES | DIRECTOR ON BOARD OF DIRECTORS | 7818166 |
| CHAUDHURI, SUPRIO NMN | CHIEF COMPLIANCE OFFICER | 4659711 |
| DELAY, OLIVIER JACQUES | CHIEF EXECUTIVE OFFICER/DIRECTOR ON BOARD OF DIRECTORS | 4720716 |
| ISSANCHOU, EMMANUEL | HEAD OF GLOBAL MARKETS AMERICAS | 7338402 |
| LAMBRIANIDIS, OTTO NICK | PRINCIPAL FINANCIAL OFFICER | 2213741 |
| MORAVEC, MICHAEL CHRISTOPHER | HEAD OF INVESTMENT BANKING AMERICAS | 2968921 |
| SHARPE, THOMAS GEORGE | CHIEF LEGAL OFFICER | 7047152 |
Disclosures
| Regulatory Event | 17 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
