Eugene F. Mcmanus

AP WEALTH MANAGEMENT

Augusta, GA 30909

Some features on this profile are disabled

CRD#: 4666516

Professional summary

Eugene Francis Mcmanus, CFP® is a registered financial advisor currently at AP WEALTH MANAGEMENT located in Augusta, Georgia.

Eugene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Eugene has worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 11/01/2011 - AP WEALTH MANAGEMENT, LLC - I AM THE MANAGING MEMBER OF AP WEALTH MANAGEMENT, LLC. WE OFFER FINANCIAL PLANNING SERVICES, INVESTMENT MANAGEMENT, AND SELL INSURANCE. - AP WEALTH MANAGEMENT, LLC - NON-VARIABLE INSURANCE DBA - 5% OF TIME SPENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene Francis Mcmanus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

April 26, 2011 - Present

AP WEALTH MANAGEMENT

Office #1: 1100 Frazier Drive, Augusta, GA 30909

RIA

CRD#: 156417

Augusta, GA

Past

March 25, 2014 - March 19, 2019

AUGUSTA CAPITAL INVESTORS, LLC

RIA

CRD#: 168607

AUGUSTA, GA

Past

September 13, 2011 - July 10, 2012

LPL FINANCIAL LLC

CRD#: 6413

AUGUSTA, GA

Past

May 28, 2003 - August 16, 2011

(DBA) MCMANUS & SINCLAIR WEALTH MANAGEMENT, LLC

RIA

CRD#: 127188

AUGUSTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AP WEALTH MANAGEMENT

AP WEALTH MANAGEMENT | AP WEALTH MANAGEMENT, LLC

CRD#: 156417 / SEC#: 801-107514

RIA

Registered Investment Advisory firm - (3/28/2016 Approved)

Georgia

Registered Investment Advisory firm - (3/29/2016 Terminated)

South Carolina

Registered Investment Advisory firm - (3/29/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(4/26/2011)

IAR

South Carolina
(4/28/2011)

IAR

Texas
(5/7/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/3/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/5/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 9/12/2011

General Securities Representative Examination

Current Firm

AP WEALTH MANAGEMENT

AP WEALTH MANAGEMENT | AP WEALTH MANAGEMENT, LLC

CRD#: 156417 / SEC#: 801-107514

RIA

Registered Investment Advisory firm - (3/28/2016 Approved)

Georgia

Registered Investment Advisory firm - (3/29/2016 Terminated)

South Carolina

Registered Investment Advisory firm - (3/29/2016 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1100 Frazier Drive, Augusta, GA 30909

Mailing Address

Phone number

(706) 364-4281

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APWM BROCHURE PARTS 2A AND 2B (1/16/2025)

Regulatory assets under management

Total Number of Accounts	294
AUM (Assets Under Management)	$ 294,000,868

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jesus Zepeda

PFS INVESTMENTS INC.

SACRAMENTO, CA

Marc Vincent

REDSTONE ADVISORS INC

IAR

WICHITA, KS

Alfonso Aduna

ADUNA CAPITAL

IAR

Norwalk, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Eugene F. Mcmanus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene Francis Mcmanus's CRS (Customer Relationship Summary).

Certified licenses

Experience

AP WEALTH MANAGEMENT

AUGUSTA CAPITAL INVESTORS, LLC

LPL FINANCIAL LLC

(DBA) MCMANUS & SINCLAIR WEALTH MANAGEMENT, LLC

Primary Firm SEC Registration

AP WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 10/3/2011

Series 65

Date: 1/5/2000

Series 7

Date: 9/12/2011

Current Firm

AP WEALTH MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AP WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors