MD
Matthew J. Downes
SIGULER GUFF GLOBAL MARKETS
NEW YORK, NY 10166
Some features on this profile are disabled
CRD#: 4665141
MD
Professional summary
Matthew Joseph Downes is a registered financial professional currently at SIGULER GUFF GLOBAL MARKETS, LLC located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2006. Matthew has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Matthew Joseph Downes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 30, 2023 - Present
SIGULER GUFF GLOBAL MARKETS, LLC
Office #1: 200 Park Avenue 14th Floor, New York, NY, 10166BD
CRD#: 159534
NEW YORK, NY
Past
July 2, 2007 - November 2, 2023
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
BOSTON, MA
Past
July 20, 2006 - July 2, 2007
MELLON FUNDS DISTRIBUTOR, L.P.
BD
CRD#: 39414
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/30/2023)
RR
Alaska(11/30/2023)
RR
Arizona(11/30/2023)
RR
Arkansas(11/30/2023)
RR
California(11/30/2023)
RR
Colorado(11/30/2023)
RR
Connecticut(11/30/2023)
RR
Delaware(11/30/2023)
RR
District of Columbia(11/30/2023)
RR
Florida(11/30/2023)
RR
Georgia(11/30/2023)
RR
Hawaii(11/30/2023)
RR
Idaho(11/30/2023)
RR
Illinois(11/30/2023)
RR
Indiana(11/30/2023)
RR
Iowa(11/30/2023)
RR
Kansas(11/30/2023)
RR
Kentucky(11/30/2023)
RR
Louisiana(11/30/2023)
RR
Maine(11/30/2023)
RR
Maryland(11/30/2023)
RR
Massachusetts(11/30/2023)
RR
Michigan(11/30/2023)
RR
Minnesota(11/30/2023)
RR
Mississippi(11/30/2023)
RR
Missouri(11/30/2023)
RR
Montana(11/30/2023)
RR
Nebraska(11/30/2023)
RR
Nevada(11/30/2023)
RR
New Hampshire(11/30/2023)
RR
New Jersey(11/30/2023)
RR
New Mexico(11/30/2023)
RR
New York(11/30/2023)
RR
North Carolina(11/30/2023)
RR
North Dakota(11/30/2023)
RR
Ohio(12/11/2023)
RR
Oklahoma(11/30/2023)
RR
Oregon(11/30/2023)
RR
Pennsylvania(11/30/2023)
RR
Rhode Island(11/30/2023)
RR
South Carolina(11/30/2023)
RR
South Dakota(11/30/2023)
RR
Tennessee(11/30/2023)
RR
Texas(11/30/2023)
RR
Utah(11/30/2023)
RR
Vermont(11/30/2023)
RR
Virginia(11/30/2023)
RR
Washington(11/30/2023)
RR
West Virginia(11/30/2023)
RR
Wisconsin(11/30/2023)
RR
Wyoming(11/30/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SG
SIGULER GUFF GLOBAL MARKETS, LLC
SIGULER GUFF GLOBAL MARKETS, LLC
CRD#: 159534 / SEC#: , 8-68996
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
200 Park Avenue 14th Floor, New York, NY, 10166
Mailing Address
200 Park Avenue 14th Floor, New York, NY, 10166
Phone number
(212) 332-5100
Established
Delaware since 04/14/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Red Flags
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