Carlos Andres Lane
Professional Summary
Carlos Andres Lane is a registered financial advisor currently at CEIBA FINANCIAL, LLC located in Fullerton, California. Carlos is registered as a RR (Registered Representative) and started their career in finance in 2015. Carlos has worked at 2 firms and has passed the Series 63, Series 7TO, Series 82TO, SIE, Series 79 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
CEIBA FINANCIAL, LLC
Contact Information
Main Address
1831 Lexington Dr., Fullerton, CA 92835Mailing Address
1831 Lexington Dr., Fullerton, CA 92835Phone Number
(202) 297-3737Established
California since 10/03/2018Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (22 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/9/2019)
(9/25/2024)
(6/13/2019)
(4/8/2024)
(3/3/2026)
(8/19/2026)
(10/16/2023)
(8/12/2020)
(8/20/2023)
(8/21/2023)
(3/5/2026)
(8/1/2022)
(9/2/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2019About the Series 82TO examSeries 79 — Investment Banking Registered Representative Examination
Passed May 2015About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Carlos Andres Lane's CRS (Customer Relationship Summary).
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