Mario M. Montalvo
Professional summary
Mario Manuel Montalvo, CFP®, who also goes by Mario M Montalvo, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Mario is registered as a RR (Registered Representative) and started their career in finance in 2003. Mario has worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mario Manuel Montalvo's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 7, 2025 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901May 2, 2019 - February 8, 2023
THE LEADERS GROUP, INC.
August 8, 2017 - June 14, 2018
MML INVESTORS SERVICES, LLC
January 21, 2014 - June 13, 2017
EQUITABLE DISTRIBUTORS, LLC
October 5, 2011 - March 8, 2013
EQUITABLE DISTRIBUTORS, LLC
January 25, 2010 - May 23, 2011
INTEGRATED FINANCIAL PLANNING SERVICES
March 23, 2006 - November 17, 2009
SANTANDER SECURITIES LLC
February 10, 2004 - March 28, 2006
MML INVESTORS SERVICES, LLC
September 1, 2003 - February 26, 2004
WORLD GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/8/2025)
(8/14/2025)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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