Ross W. Haycock
SUMMIT WEALTH GROUP
COLORADO SPRINGS, CO 80921
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CRD#: 4664670
Professional summary
Ross W Haycock, AIF®, CFP® is a registered financial advisor currently at SUMMIT WEALTH GROUP located in Colorado Springs, Colorado and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Ross is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Ross has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Summit Wealth Group. Investment related. At registered location. RIA. Financial Advisor. Start date: 04/2025. 160 hrs/month; all during trading hours. Service clients. 2. Fixed Insurance. Investment related. At registered location. Fixed/Traditional Insurnace. Agent. Start date: 05/2025. 1 hr/month; during trading hours. Provide insurance advice based on the needs of client(s). 3. PKSF. Investment related. At registered location. Fixed/Traditional Insurnace. Agent. Start date: 05/2025. 1 hr/month; during trading hours. Provide insurance advice based on the needs of client(s). 4. Office Real Estate Rental. Not investment related. At registered location. Real Estate Rental. Owner. Start date: 11/2012. 1 hr/month; not during trading hours. Partner and 50% owner of real estate holding company created for owning and renting property branch office is located in. 5. Rokai Consulting, LLC. Not investment related. At registered location. Operating LLC. Owner. Start date: 05/2018. 2 hrs/month; during trading hours. Manager and 50% Co-Owner (with Spouse) of a private entity established for personal tax and liability purposes which receives Advisor's compensation via Summit Wealth Group, Inc. 6. Kairo Reinsurance Company. Investment related. 15035 Raton Road, Colorado Springs, CO 80921. Reinsurance. Owner. Start date: 08/2018. 1 hr/month; during trading hours. 100% Joint Owner (through Family Trust) of a private entity involved in receiving payments from, and for insurance protection of, Rokai Consulting Group (e.g. paying insurance premiums). 7. Kairo Management, LLC. Not investment related. 15035 Raton Road, Colorado Springs, CO 80921. Operating LLC. Owner. Start date: 12/2018. 1 hr/month; during trading hours. 50% co-owner (with spouse) for the purpose of facilitating funds for Rokai Consulting, LLC 8. Summit Advisor Marketing, LLC. Not investment related. 322 Idlewild Drive, Dillon, Colorado 80435. Marketing Company. Owner. Start date: 09/2022. 1 hrs/month, during trading hours. Marketing Company.
CRS (Client Relationship Summary) - RIA
Click below to view Ross W Haycock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
April 9, 2025 - Present
SUMMIT WEALTH GROUP
Office #1: 13710 Struthers Road, Suite 115, Colorado Springs, CO 80921RIA
CRD#: 335242
COLORADO SPRINGS, CO
Current
May 1, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207Office #2: 13710 Struthers Road Suite 115, Colorado Springs, CO 80921BD
CRD#: 35747
ALBANY, NY
Past
July 5, 2005 - May 1, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
COLORADO SPRINGS, CO
Past
July 5, 2005 - May 1, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
COLORADO SPRINGS, CO
Past
January 1, 2005 - June 12, 2009
SUMMIT WEALTH GROUP, INC.
RIA
CRD#: 124479
COLORADO SPRINGS, CO
Past
August 15, 2003 - July 11, 2005
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
June 23, 2003 - December 31, 2004
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
COLORADO SPRINGS, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SUMMIT WEALTH GROUP
SUMMIT WEALTH GROUP | SUMMIT WEALTH GROUP, INC. | SUMMIT WEALTH GROUP LLC
CRD#: 335242 / SEC#: 801-132262
RIA
Registered Investment Advisory firm - (3/27/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/1/2025)
RR
California(5/1/2025)
IAR
Colorado(4/9/2025)
RR
Colorado(5/1/2025)
RR
Florida(5/1/2025)
RR
Georgia(5/1/2025)
RR
Hawaii(5/1/2025)
RR
Iowa(5/1/2025)
RR
Kansas(5/1/2025)
RR
Michigan(5/1/2025)
RR
Missouri(5/1/2025)
RR
Nebraska(5/1/2025)
RR
Ohio(5/1/2025)
RR
Oklahoma(5/1/2025)
RR
Texas(5/1/2025)
RR
Virginia(5/1/2025)
RR
Wyoming(5/1/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SUMMIT WEALTH GROUP
SUMMIT WEALTH GROUP | SUMMIT WEALTH GROUP, INC. | SUMMIT WEALTH GROUP LLC
CRD#: 335242 / SEC#: 801-132262
RIA
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Contact information
Main Address
13710 Struthers Road, Suite 115, Colorado Springs, CO 80921
Mailing Address
Phone number
(719) 633-4033
Established
Firm type
Fiscal year end
# of Employees
68
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,911 |
| AUM (Assets Under Management) | $ 1,353,760,295 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SUMMIT WEALTH GROUP
CRD#: 335242Colorado Springs, CO 80921TRUST BUT VERIFY
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