Todd R. Schroeder
MONECO ADVISORS
New Canaan, CT 06840
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CRD#: 4664353
Professional summary
Todd Robert Schroeder, CFP® is a registered financial advisor currently at MONECO ADVISORS located in New Canaan, Connecticut and LPL FINANCIAL LLC located in New Canaan, Connecticut.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Todd has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Education Planning
Retirement Planning
Retirement Income Management
Investment Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)09/02/2021- MONECO New Canaan - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start Date: 9/1/2021 - 160 Hrs/Mth - 8 Hrs During Trading. 2) 9/10/2021 - MONECO Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Moneco Advisors, an independent investment advisor firm. I started this business activity in 09/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 11/05/2021 - Daly Brokerage - Investment Related - 200 Executive Blvd South Ste 4J, Southington, CT 06489 - Non-Variable Insurance - Start Date: 11/04/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 4) 08/14/2025 - Moneco Insurance LLC - Investment Related - Non-Variable Insurance - Fairfield CT - Start Date:07/01/2025 - 5 Hrs/Mth - 1 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Todd Robert Schroeder's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
September 2, 2021 - Present
MONECO ADVISORS
Office #1: 175 Elm Street, New Canaan, CT 06840RIA
CRD#: 171922
New Canaan, CT
Current
September 2, 2021 - Present
LPL FINANCIAL LLC
Office #1: 175 Elm St, New Canaan, CT 06840RIA
BD
CRD#: 6413
New Canaan, CT
Past
September 2, 2021 - September 2, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
New Canaan, CT
Past
March 25, 2017 - September 10, 2021
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
STAMFORD, CT
Past
March 25, 2017 - September 10, 2021
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
STAMFORD, CT
Past
August 27, 2010 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
STAMFORD, CT
Past
August 25, 2010 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
STAMFORD, CT
Past
August 29, 2003 - August 27, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
NORWALK, CT
Past
August 7, 2003 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 7, 2003 - August 27, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
NORWALK, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MONECO ADVISORS
ACORN CONSULTING | WILLOW | ROCCO & ASSOCIATES WEALTH MANAGEMENT | MONECO WESTCHESTER | MONECO NEW CANAAN | MONECO BERKSHIRES | MONECO BERGEN COUNTY | MONECO ADVISORS, LLC | MONECO ADVISORS | LICHTENSTEIN AT MONECO | LICHENSTEIN FINANCIAL
CRD#: 171922 / SEC#: 801-80027
RIA
Registered Investment Advisory firm - (7/14/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/2/2021)
RR
Colorado(9/2/2021)
RR
Connecticut(9/2/2021)
IAR
Connecticut(9/2/2021)
RR
District of Columbia(9/2/2021)
RR
Florida(9/2/2021)
RR
Illinois(10/1/2021)
RR
Indiana(9/2/2021)
RR
Maine(9/2/2021)
RR
Maryland(9/2/2021)
RR
Massachusetts(9/2/2021)
RR
Montana(7/18/2022)
RR
New Jersey(9/2/2021)
RR
New York(9/2/2021)
RR
North Carolina(3/16/2022)
RR
Oklahoma(9/2/2021)
RR
Oregon(10/8/2021)
RR
Pennsylvania(9/2/2021)
RR
South Carolina(10/5/2021)
RR
Texas(9/2/2021)
IAR
Texas(9/2/2021)
RR
Virginia(9/2/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MONECO ADVISORS
ACORN CONSULTING | WILLOW | ROCCO & ASSOCIATES WEALTH MANAGEMENT | MONECO WESTCHESTER | MONECO NEW CANAAN | MONECO BERKSHIRES | MONECO BERGEN COUNTY | MONECO ADVISORS, LLC | MONECO ADVISORS | LICHTENSTEIN AT MONECO | LICHENSTEIN FINANCIAL
CRD#: 171922 / SEC#: 801-80027
RIA
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Contact information
Main Address
2150 Post Road, Suite 201, Fairfield, CT 06824
Mailing Address
Phone number
(203) 319-3550
Established
Firm type
Fiscal year end
# of Employees
65
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,130 |
| AUM (Assets Under Management) | $ 1,915,081,746 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
