Donald K. Doungpanya
Professional summary
Donald Keo Doungpanya is a registered financial advisor currently at SALT CAPITAL WEALTH MANAGEMENT, LLC located in Ladera Ranch, California and GT SECURITIES, INC. located in Los Angeles, California.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Donald has worked at 11 firms and has passed the Series 63, Series 66, Series 82TO, SIE, Series 82, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Donald Keo Doungpanya's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2020 - Present
SALT CAPITAL WEALTH MANAGEMENT, LLC
Office #1: 999 Corporate Drive Suite 100, Ladera Ranch, CA 92694August 14, 2024 - Present
GT SECURITIES, INC.
Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094March 27, 2019 - May 23, 2020
US CAPITAL GLOBAL WEALTH MANAGEMENT, LLC
February 26, 2018 - August 24, 2019
US CAPITAL GLOBAL WEALTH MANAGEMENT LLC
January 18, 2018 - May 26, 2020
US CAPITAL GLOBAL SECURITIES, LLC
February 5, 2014 - August 2, 2024
SALT CAPITAL MANAGEMENT
March 13, 2013 - June 30, 2016
TWEET MANAGEMENT SERVICES, INC.
February 13, 2012 - December 31, 2013
SALT CAPITAL MANAGEMENT
February 8, 2011 - December 31, 2011
SALT CAPITAL MANAGEMENT
September 9, 2008 - December 31, 2010
SALT CAPITAL MANAGEMENT
February 9, 2006 - February 4, 2009
WEALTH ADVISORS, INC.
January 23, 2006 - January 27, 2009
QA3 FINANCIAL CORP.
November 4, 2003 - January 19, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
September 26, 2003 - January 19, 2006
IDS LIFE INSURANCE COMPANY
September 26, 2003 - January 19, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/3/2020)
(8/15/2024)
Exams
Series 82TO
Date: 3/25/2024
Limited Representative-Private Securities OfferingsFINRA
Current Firm
SALT CAPITAL WEALTH MANAGEMENT, LLC
CRD#: 309267 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 18 |
| AUM (Assets Under Management) | $ 1,600,000 |
Red Flags
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