EN
Edward J. Neitz
STATE FARM INVESTMENT MANAGEMENT
Columbia, LA 71418
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CRD#: 4664078
EN
Professional summary
Edward J Neitz, who also goes by Eddie Neitz, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Columbia, Louisiana and STATE FARM VP MANAGEMENT CORP. located in Columbia, Louisiana.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Edward has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eddie Neitz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Second Phase Properties; Investment-related; 17287 Perdido Key Dr. Pensacola FL 32507; Investment or Commercial Property; Owner; 04/01/2014; 0;0. 2) Basic Enterprises; Investment-related; 401 Thomas Rd. West Monroe LA 71292; Commercial Real Estate; 07/01/2016; Owner; 1;0. 3) Ruffino Properties; Investment-related; PO box 268 Columbia LA 71418; Investment or Commercial Property; Owner; 01/01/2011; 1;0. 4) Edward J Neitz Insurance Agency; Investment-related;8064 Highway 165 Columbia, LA 71418-3396; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent09/01/2005; 80; 80; Service customers and supervise employees 5) DFP Engagements LLC; Investment-Related; 1701 Washington St Monroe la 71201; Other; Partner; 12/01/2017; 1hr; Just a hunting club 6) Columbia Lions Club; Investment-Related; Hwy 165 Columbia, LA 71418; Association/Committee/Council; Officer; 10/10/2011; 4hrs; Elected Treasurer. Will keep up with check book and reconcile every month 7) Ruffino Properties LLC; Investment-Related; PO Box 268 Columbia LA, 71418; Investment or Commercial Property; Owner; 05/27/2014; 2hrs; No duties. 8) Warrior Alumni Athletic Foundation, Inc; Investment-Related; 101 Silver Dr Monroe La 71201; Association/Committee/Council; Director; 02/25/2013; 1hr; Fundraising, voting rights.
CRS (Client Relationship Summary) - RIA
Click below to view Edward J Neitz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 14, 2021 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 8064 Highway 165, Columbia, LA 71418RIA
CRD#: 3487
Columbia, LA
Current
March 13, 2021 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 8064 Highway 165 , Columbia, LA 71418BD
CRD#: 43036
Columbia, LA
Past
November 14, 2019 - January 15, 2020
STATE FARM INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 3487
Columbia, LA
Past
June 10, 2003 - January 15, 2020
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
COLUMBIA, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(11/22/2021)
IAR
Arkansas(11/22/2021)
RR
Louisiana(3/15/2021)
IAR
Louisiana(9/14/2021)
RR
Mississippi(11/18/2021)
IAR
Mississippi(11/18/2021)
RR
Texas(10/26/2021)
IAR
Texas(10/27/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Columbia, LA 71418TRUST BUT VERIFY
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