Ali Geranmayeh

UNITED AMERICAN SECURITIES

New York, NY 10017

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CRD#: 4664027

Professional summary

Ali Geranmayeh, who also goes by Ali Granmayeh, is a registered financial advisor currently at UNITED AMERICAN SECURITIES, INC. located in New York, New York.

Ali is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Ali has worked at 1 firm and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ali Granmayeh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM A MEMBER OF BIBLIO HOLDINGS, LLC, A NON-INVESTMENT RELATED ENTITY FOUNDED BY MY WIFE IN MARCH 2011, IN THE FIELD OF ON-LINE EDUCATION SERVICES FOR THE PRE-TEEN MARKET. ON THE AVERAGE, I SPEND NO MORE THAN A COUPLE OF HOURS PER MONTH ON THIS ACTIVITY, MOSTLY DURING NON-TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ali Geranmayeh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 9, 2005 - Present

UNITED AMERICAN SECURITIES, INC.

Office #1: 655 Third Avenue Suite 2906, New York, NY 10017

RIA

CRD#: 21274

New York, NY

Past

July 4, 2003 - March 30, 2015

UNITED AMERICAN SECURITIES, INC.

CRD#: 21274

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNITED AMERICAN SECURITIES, INC.

MORA SECURIITES, INC. | UNITED AMERICAN SECURITIES, INC. | UAS ASSET MANAGEMENT

CRD#: 21274 / SEC#: 801-32004, 8-38756

RIA

Registered Investment Advisory firm - SEC (4/22/1988 Approved)

Terminated by SEC on 03/06/2015

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/6/2015)

IAR

Connecticut
(3/9/2005)

IAR

Florida
(4/8/2015)

IAR

Georgia
(9/16/2025)

IAR

Maryland
(12/13/2019)

IAR

Massachusetts
(2/6/2017)

IAR

New Jersey
(3/9/2005)

IAR

New York
(9/15/2025)

IAR

Pennsylvania
(4/7/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/9/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/8/2005

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 3/30/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/2/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/31/2003

General Securities Principal Examination

Current Firm

UNITED AMERICAN SECURITIES, INC.

MORA SECURIITES, INC. | UNITED AMERICAN SECURITIES, INC. | UAS ASSET MANAGEMENT

CRD#: 21274 / SEC#: 801-32004, 8-38756

RIA

Registered Investment Advisory firm - SEC (4/22/1988 Approved)

Terminated by SEC on 03/06/2015

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Contact information

Main Address

655 Third Avenue Suite 2906, New York, NY 10017

Mailing Address

Phone number

(212) 983-5822

Established

New York since 09/21/1987

Firm type

Corporation

Fiscal year end

June

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UAS ASSET MANAGEMENT ADV PART 2A (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
MOSSAVARRAHMANI, BAHMAN	PRESIDENT AND CHIEF COMPLIANCE OFFICER	1203393
LADJEVARDI, ZOHREH D	SHAREHOLDER	1799296
MOSSAVARRAHMANI, YASMIN	DIRECTOR
OWLIA, DARIUSH	SHAREHOLDER
GERANMAYEH, ALI	MANAGING DRIECTOR	4664027

Regulatory assets under management

Total Number of Accounts	357
AUM (Assets Under Management)	$ 449,916,954

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ali Geranmayeh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ali Geranmayeh's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED AMERICAN SECURITIES, INC.

Primary Firm SEC Registration

UNITED AMERICAN SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/9/2005

Series 65

Date: 3/8/2005

SIE

Date: 3/30/2015

Series 7

Date: 7/2/2003

Series 24

Date: 7/31/2003

Current Firm

UNITED AMERICAN SECURITIES, INC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

UNITED AMERICAN SECURITIES, INC.

TRUST BUT VERIFY

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