Jeffrey S. Olson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Scott Olson, CFP® was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2003. Jeffrey had worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 31 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2006
Experience
August 26, 2014 - December 21, 2018
AVANTAX ADVISORY SERVICES
July 15, 2014 - December 21, 2018
AVANTAX INVESTMENT SERVICES, INC.
November 3, 2010 - July 1, 2014
OLSON & SMITH FINANCIAL LLC
April 15, 2008 - April 7, 2010
LPL FINANCIAL LLC
April 11, 2008 - April 7, 2010
LPL FINANCIAL LLC
April 2, 2007 - April 14, 2008
MORGAN STANLEY & CO. LLC
April 2, 2007 - April 14, 2008
MORGAN STANLEY & CO. LLC
April 11, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
April 8, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
July 22, 2003 - April 13, 2005
A. G. EDWARDS & SONS, INC.
July 10, 2003 - April 13, 2005
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
