Ian J. Butler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ian January Butler, who also goes by Ian J Butler, was a registered financial professional .
Ian is a previously registered financial professional and started their career in finance in 2003. Ian had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2017 - March 9, 2018
SCOTTRADE INVESTMENT MANAGEMENT
January 23, 2017 - March 9, 2018
SCOTTRADE, INC.
October 14, 2014 - January 26, 2017
PARK AVENUE SECURITIES LLC
October 2, 2014 - January 26, 2017
PARK AVENUE SECURITIES LLC
January 30, 2012 - October 1, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 9, 2011 - October 1, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 27, 2011 - October 10, 2011
MORGAN STANLEY
June 29, 2010 - May 26, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 14, 2003 - August 3, 2004
A. G. EDWARDS & SONS, INC.
July 14, 2003 - August 3, 2004
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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