BF
Brian A. Fox
CETERA INVESTMENT ADVISERS LLC
Marietta, GA 30064
Some features on this profile are disabled
CRD#: 4661659
BF
Professional summary
Brian Allen Fox, who also goes by Brian A. Fox, Brian Fox, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Marietta, Georgia and CETERA ADVISORS LLC located in Marietta, Georgia.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Brian has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian A. Fox | Brian Fox
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE:02/2003, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS: 20, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: TOTUS WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2023 , POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 60, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: BRIAN A FOX, INVESTMENT RELATED: NO, ADDRESS: 1231 FAWNDALE DR NW, KENNESAW, GA, 30152, NATURE OF BUSINESS: REAL ESTATE, START DATE: 01/2002, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MANAGE RENTAL PROPERTIES;
CRS (Client Relationship Summary) - RIA
Click below to view Brian Allen Fox's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3696 Largent Way Suite 300, Marietta, GA 30064Office #2: 175 Eason Lane, Talladega, AL 35160RIA
CRD#: 105644
Marietta, GA
Current
September 26, 2023 - Present
CETERA ADVISORS LLC
Office #1: 3696 Largent Way Suite 300, Marietta, GA 30064BD
CRD#: 10299
Marietta, GA
Past
September 26, 2023 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
Marietta, GA
Past
March 15, 2011 - September 28, 2023
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
MARIETTA, GA
Past
March 9, 2011 - September 28, 2023
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
MARIETTA, GA
Past
February 1, 2010 - December 31, 2010
PEACHTREE PLANNING ADVISORS, INC.
RIA
CRD#: 112787
MARIETTA, GA
Past
June 19, 2006 - February 18, 2011
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
MARIETTA, GA
Past
November 13, 2003 - December 18, 2007
PEACHTREE PLANNING ADVISORS, INC.
RIA
CRD#: 112787
MARIETTA, GA
Past
May 23, 2003 - February 18, 2011
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
MARIETTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/26/2023)
IAR
Alabama(4/23/2025)
RR
Arizona(9/26/2023)
RR
California(9/26/2023)
RR
Colorado(9/26/2023)
RR
Connecticut(9/26/2023)
RR
District of Columbia(9/26/2023)
RR
Florida(9/26/2023)
RR
Georgia(9/26/2023)
IAR
Georgia(3/21/2024)
RR
Illinois(9/26/2023)
RR
Indiana(9/26/2023)
RR
Kansas(9/26/2023)
RR
Kentucky(9/26/2023)
RR
Maine(9/26/2023)
RR
Maryland(9/26/2023)
RR
Massachusetts(9/26/2023)
RR
Michigan(9/26/2023)
RR
Nevada(4/2/2024)
RR
New York(9/26/2023)
RR
North Carolina(10/3/2023)
RR
Ohio(9/26/2023)
RR
Pennsylvania(9/26/2023)
RR
South Carolina(9/26/2023)
RR
Tennessee(9/26/2023)
RR
Texas(9/26/2023)
IAR
Texas(3/21/2024)
RR
Utah(9/26/2023)
RR
Virginia(9/26/2023)
RR
Washington(9/28/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
