Troy V. Hunsucker

PEAKS INVESTMENT MANAGEMENT

Cheyenne, WY 82001

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CRD#: 4661579

Professional summary

Troy Victor Hunsucker, who also goes by Troy Hunsucker, is a registered financial advisor currently at PEAKS INVESTMENT MANAGEMENT located in Cheyenne, Wyoming and LPL FINANCIAL LLC located in Cheyenne, Wyoming.

Troy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Troy has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Troy Hunsucker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 1/14/2021 - PEAK INVESTMENT MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 01/12/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 90%. Acting as a broker dealer for government entities for fixed income investment. We receive commissions from mostly new issue securities. 2. 05/09/2024 - TH3 - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 02/06/2024 - 1 Hour Per Month/ 0 Hours During Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Victor Hunsucker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 25, 2024 - Present

PEAKS INVESTMENT MANAGEMENT

Office #1: 1603 Capitol Ave Suite 315, Cheyenne, WY 82001

RIA

CRD#: 330144

Cheyenne, WY

Current

January 14, 2021 - Present

LPL FINANCIAL LLC

Office #1: 1603 Capitol Ave Ste 315, Cheyenne, WY 82001Office #2: 1603 Capitol Avenue Ste 315, Cheyenne, WY 82009

RIA

CRD#: 6413

Cheyenne, WY

Past

January 25, 2021 - December 31, 2024

TETON PEAKS ADVISORS LLC

RIA

CRD#: 312502

CHEYENNE, WY

Past

October 17, 2014 - January 14, 2021

SPC

RIA

CRD#: 110692

Arvada, CO

Past

October 17, 2014 - January 14, 2021

SIGMA FINANCIAL CORPORATION

CRD#: 14303

Arvada, CO

Past

October 15, 2012 - October 17, 2014

FFEC WEALTH PARTNERS LLC

RIA

CRD#: 16507

GREENWOOD VILLAGE, CO

Past

August 10, 2011 - December 31, 2011

FFEC WEALTH PARTNERS LLC

RIA

CRD#: 16507

GREENWOOD VILLAGE, CO

Past

October 6, 2008 - December 31, 2009

FFEC WEALTH PARTNERS LLC

RIA

CRD#: 16507

GREENWOOD VILLAGE, CO

Past

October 6, 2008 - October 17, 2014

FFEC WEALTH PARTNERS LLC

CRD#: 16507

GREENWOOD VILLAGE, CO

Past

August 31, 2006 - August 19, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CASPER, WY

Past

August 31, 2006 - August 19, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CASPER, WY

Past

June 2, 2005 - August 21, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

CENTENNIAL, CO

Past

June 2, 2005 - August 21, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

CENTENNIAL, CO

Past

July 15, 2003 - April 6, 2005

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

DENVER, CO

Past

June 23, 2003 - April 6, 2005

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(1/15/2021)

IAR

Colorado
(2/7/2025)

Iowa
(1/14/2021)

Wyoming
(1/14/2021)

IAR

Wyoming
(4/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/14/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/20/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PEAKS INVESTMENT MANAGEMENT

PEAKS INVESTMENT MANAGEMENT | TP3B LLC | PEAKS INVESTMENT MANAGEMENT LLC

CRD#: 330144 / SEC#:

Colorado

Registered Investment Advisory firm - (2/7/2025 Approved)

Michigan

Registered Investment Advisory firm - (5/20/2024 Approved)

Wyoming

Registered Investment Advisory firm - (4/9/2024 Approved)

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Contact information

Main Address

1603 Capitol Ave Suite 315, Cheyenne, WY 82001

Mailing Address

Phone number

(303) 848-3642

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 38,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Troy V. Hunsucker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Victor Hunsucker's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

TETON PEAKS ADVISORS LLC

SPC

SIGMA FINANCIAL CORPORATION

FFEC WEALTH PARTNERS LLC

FFEC WEALTH PARTNERS LLC

FFEC WEALTH PARTNERS LLC

FFEC WEALTH PARTNERS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/14/2003

SIE

Date: 10/1/2018

Series 7

Date: 6/20/2003

FINRA

Current Firm

PEAKS INVESTMENT MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PEAKS INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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