Craig S. Wessels

INTEGRITY WEALTH MANAGEMENT

Spokane, WA 99202

Some features on this profile are disabled

CRD#: 4661491

Professional summary

Craig Stephen Wessels is a registered financial advisor currently at INTEGRITY WEALTH MANAGEMENT, INC. located in Spokane, Washington.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Craig has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. WESSELS OWNS RENTAL PROPERTY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Stephen Wessels's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2018 - Present

INTEGRITY WEALTH MANAGEMENT, INC.

Office #1: 202 East Spokane Falls Blvd. Suite 200, Spokane, WA 99202

RIA

CRD#: 150103

Spokane, WA

Past

September 7, 2004 - February 9, 2018

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Spokane, WA

Past

September 7, 2004 - February 9, 2018

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Spokane, WA

Past

July 29, 2003 - April 30, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

BELLEVUE, WA

Past

July 17, 2003 - April 30, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 17, 2003 - April 30, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTEGRITY WEALTH MANAGEMENT, INC.

ANGELS INVESTMENT MANAGEMENT, INC. | INTEGRITY WEALTH MANAGEMENT, INC. | BRIAN STEVEN SIMPSON

CRD#: 150103 / SEC#: 801-128497

RIA

Registered Investment Advisory firm - (7/31/2023 Approved)

Idaho

Registered Investment Advisory firm - (9/21/2023 Terminated)

Washington

Registered Investment Advisory firm - (10/16/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(3/6/2018)

IAR

Washington
(3/6/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/28/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/9/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/16/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/3/2010

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/16/2010

General Securities Sales Supervisor - Options Module Examination

Current Firm

INTEGRITY WEALTH MANAGEMENT, INC.

ANGELS INVESTMENT MANAGEMENT, INC. | INTEGRITY WEALTH MANAGEMENT, INC. | BRIAN STEVEN SIMPSON

CRD#: 150103 / SEC#: 801-128497

RIA

Registered Investment Advisory firm - (7/31/2023 Approved)

Idaho

Registered Investment Advisory firm - (9/21/2023 Terminated)

Washington

Registered Investment Advisory firm - (10/16/2023 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

202 East Spokane Falls Blvd. Suite 200, Spokane, WA 99202

Mailing Address

Phone number

(509) 315-9532

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-2B (3/19/2025)

Regulatory assets under management

Total Number of Accounts	504
AUM (Assets Under Management)	$ 126,736,305

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Andrew Digirolamo

PFS INVESTMENTS INC.

Charlotte, NC

Joseph Benedetti

LPL FINANCIAL LLC

IAR

St Johns, FL

David Carrow

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Rochester, MN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Craig S. Wessels

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Stephen Wessels's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

INTEGRITY WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/28/2003

SIE

Date: 2/9/2018

Series 7

Date: 7/16/2003

Series 10

Date: 7/3/2010

Series 9

Date: 6/16/2010

Current Firm

INTEGRITY WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTEGRITY WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors