Kristen M. Kearney
Professional summary
Kristen Marie Kearney, who also goes by Kristen Marie Delisi, is a registered financial professional currently at HAMILTON EXECUTIONS LLC located in New York, New York.
Kristen is registered as a RR (Registered Representative) and started their career in finance in 2003. Kristen has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristen Marie Kearney's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2003 - Present
HAMILTON EXECUTIONS LLC
Office #1: 11 Wall Street, New York, NY 10005June 28, 2006 - January 13, 2017
REMINGTON GROUP, LLC
May 16, 2003 - September 18, 2003
TP ICAP GLOBAL MARKETS AMERICAS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/30/2005
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
Current Firm
HAMILTON EXECUTIONS LLC
CRD#: 127653 / SEC#: , 8-66025
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FCF GROUP INTERMEDIATE HOLDINGS II LLC | OWNER | |
| FUNARO, JOSEPH NMN | OWNER-GSP | 4340219 |
| PALADINO, ARTHUR NMN | OWNER - GSP | 1927987 |
| RUSH, DAVID ELLIOT | OWNER | 2889292 |
| VENTO, ANDREW PAUL | OWNER | 5153789 |
| POSTREL, HELENE BERSON | FINOP | 2240945 |
| VORA, ANISH M | CHIEF EXECUTIVE OFFICER | 5466748 |
| WONG, WILLIE L | CHIEF COMPLIANCE OFFICER | 4170997 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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