Randell A. Cain

KERUSSO CAPITAL MANAGEMENT

WINSTON-SALEM, NC 27101

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CRD#: 4661423

Professional summary

Randell Alfredine Cain JR., who also goes by Randell Alfredine Cain, is a registered financial advisor currently at KERUSSO CAPITAL MANAGEMENT, LLC located in Winston-salem, North Carolina.

Randell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Randell has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Randell Alfredine Cain

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Zion Memorial Missionary Baptist Church; not investment related; Pastor; since 4/2017; 101 N Dunleith Ave Winston Salem NC 27101; roughly 10% of time spent on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randell Alfredine Cain JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 13, 2022 - Present

KERUSSO CAPITAL MANAGEMENT, LLC

Office #1: 486 North Patterson Avenue #228, Winston-salem, NC 27101

RIA

CRD#: 316352

WINSTON-SALEM, NC

Past

May 5, 2003 - December 21, 2017

HERNDON CAPITAL MANAGEMENT, LLC

RIA

CRD#: 113538

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KERUSSO CAPITAL MANAGEMENT, LLC

CRD#: 316352 / SEC#: 801-131671

RIA

Registered Investment Advisory firm - (12/23/2024 Approved)

North Carolina

Registered Investment Advisory firm - (12/23/2024 Terminated)

Texas

Registered Investment Advisory firm - (12/23/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(5/13/2022)

IAR

Texas
(8/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

KERUSSO CAPITAL MANAGEMENT, LLC

CRD#: 316352 / SEC#: 801-131671

RIA

Registered Investment Advisory firm - (12/23/2024 Approved)

North Carolina

Registered Investment Advisory firm - (12/23/2024 Terminated)

Texas

Registered Investment Advisory firm - (12/23/2024 Terminated)

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Contact information

Main Address

486 North Patterson Avenue #228, Winston-salem, NC 27101

Mailing Address

Phone number

(404) 226-2537

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KERUSSO CAPITAL MANAGEMENT, LLC DISCLOSURE BROCHURE (10/14/2025)

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 169,249,909

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Randell A. Cain

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randell Alfredine Cain JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

KERUSSO CAPITAL MANAGEMENT, LLC

HERNDON CAPITAL MANAGEMENT, LLC

Primary Firm SEC Registration

KERUSSO CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

KERUSSO CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KERUSSO CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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