Albert W. Wichman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert William Delbert Wichman, who also goes by Albert William Wichman, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1969. Albert had worked at 11 firms and has passed the Series 63, Series 7, Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2002 - December 1, 2006
ICON DISTRIBUTORS, INC.
July 26, 1999 - December 21, 1999
MJK CLEARING, INC.
June 27, 1996 - June 6, 1997
DELPHI FINANCIAL CORP.
October 13, 1993 - December 5, 1995
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
August 4, 1993 - September 16, 1993
MILLER JOHNSON STEICHEN KINNARD, INC.
May 10, 1990 - June 12, 1990
ADVEST, INC.
June 22, 1977 - February 29, 1988
KENWOOD FINANCIAL GROUP OF MINNEAPOLIS, INC.
August 24, 1976 - June 26, 1981
ESTATES SECURITIES, INC.
July 22, 1974 - September 27, 1976
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
May 15, 1973 - August 22, 1974
PIPER SANDLER & CO.
April 8, 1969 - May 25, 1973
CRAIG-HALLUM, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/3/1969
Registered Representative ExaminationF04
Date: 9/16/1976
Financial Principal ExaminationSeries 40
Date: 8/26/1975
Registered Principal ExaminationCurrent Firm
ICON DISTRIBUTORS, INC.
CRD#: 28568 / SEC#: , 8-43801
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
