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BC

Brian Thomas Callahan

RFS PARTNERS

Greenwood Village, CO

·CRD# 4672076·22 years experience

Professional Summary

Brian Thomas Callahan is a registered financial advisor currently at RFS PARTNERS located in Greenwood Village, Colorado. Brian is registered as a RR (Registered Representative) and started their career in finance in 2004. Brian has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

RFS PARTNERS·CRD# 18119

BD

8480 Orchard Road E Suite 1200, Greenwood Village, CO 80111

September 29, 2020 - Present

ICON DISTRIBUTORS, INC.·CRD# 28568

BD

Greenwood Village, CO

August 9, 2004 - September 30, 2020

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Current Firm

RP

RFS PARTNERS

RFS PARTNERS

CRD#: 18119 / SEC#: 8-36128

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

1401 Lawrence Street Suite 1550, Denver, CO 80202-1805

Mailing Address

1401 Lawrences Street Suite 2550, Denver, CO 80202-1805

Phone Number

(415) 378-5100

Established

California since 07/31/1985

Firm Type

Partnership

Fiscal Year End

June

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
RICHARD F. SHELTON, INC.	GENERAL PARTNERS	—
ROGERS, STEPHEN CRAIG	CEO, PRESIDENT	2329685
CLARK, DENNIS PATRICK	MEMBER	1410280
DELLA FLORA, CARRIE WORCESTER	CHIEF COMPLIANCE OFFICER	4225260
MARTIN, BARRINGER HAROLD	MEMBER	4038450

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(2/26/2024)

RR

Alaska
(2/26/2024)

RR

Arizona
(2/26/2024)

RR

Arkansas
(2/26/2024)

RR

California
(2/26/2024)

RR

Colorado
(9/29/2020)

RR

Connecticut
(2/26/2024)

RR

Delaware
(2/26/2024)

RR

District of Columbia
(2/26/2024)

RR

Florida
(2/26/2024)

RR

Georgia
(2/26/2024)

RR

Hawaii
(2/26/2024)

RR

Idaho
(2/21/2024)

RR

Illinois
(2/26/2024)

RR

Indiana
(2/26/2024)

RR

Iowa
(2/26/2024)

RR

Kansas
(2/26/2024)

RR

Kentucky
(2/26/2024)

RR

Louisiana
(2/26/2024)

RR

Maine
(2/26/2024)

RR

Maryland
(2/26/2024)

RR

Massachusetts
(2/26/2024)

RR

Michigan
(2/26/2024)

RR

Minnesota
(2/26/2024)

RR

Mississippi
(2/26/2024)

RR

Missouri
(2/26/2024)

RR

Montana
(2/26/2024)

RR

Nebraska
(2/26/2024)

RR

Nevada
(2/21/2024)

RR

New Hampshire
(2/26/2024)

RR

New Jersey
(2/26/2024)

RR

New Mexico
(2/26/2024)

RR

New York
(2/26/2024)

RR

North Carolina
(2/26/2024)

RR

North Dakota
(2/26/2024)

RR

Ohio
(2/26/2024)

RR

Oklahoma
(2/26/2024)

RR

Oregon
(2/21/2024)

RR

Pennsylvania
(2/26/2024)

RR

Rhode Island
(2/26/2024)

RR

South Carolina
(2/26/2024)

RR

South Dakota
(2/26/2024)

RR

Tennessee
(2/26/2024)

RR

Texas
(2/26/2024)

RR

Utah
(2/26/2024)

RR

Vermont
(2/26/2024)

RR

Virginia
(2/26/2024)

RR

Washington
(2/21/2024)

RR

West Virginia
(2/26/2024)

RR

Wisconsin
(2/26/2024)

RR

Wyoming
(2/26/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2004About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2013About the Series 24 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Brian Thomas Callahan's CRS (Customer Relationship Summary).

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BC

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