Laura A. Wolf
Professional summary
Laura Anne Wolf, who also goes by Laura Anne Wells, Laura Wells, is a registered financial professional currently at MCAP LLC located in Orlando, Florida.
Laura is registered as a RR (Registered Representative) and started their career in finance in 2004. Laura has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Laura Anne Wolf's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2014 - Present
MCAP LLC
Office #1: 390 N. Orange Avenue Suite 2700, Orlando, FL 32801August 25, 2004 - May 2, 2014
STONEX FINANCIAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/9/2014)
(11/3/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/4/2004
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
MCAP LLC
CRD#: 139515 / SEC#: , 8-67217
Contact information
FINRA licenses (19 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MCAP LLC
CRD#: 139515Orlando, FL 32801TRUST BUT VERIFY
Monitor Laura Wolf
Get automatic monthly alerts on: