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Eliane Ribeiro

PARKLAND SECURITIES
Worcester, MA
·CRD# 4659787·23 years experience

Professional Summary

Eliane Ribeiro, who also goes by Elaine Ribeiro, Evanice Eliane Ribeiro-shultz, Evanice Ribeiro-shultz, Eliane R Shultz, is a registered financial advisor currently at PARKLAND SECURITIES, LLC located in Worcester, Massachusetts. Eliane is registered as a RR (Registered Representative) and started their career in finance in 2003. Eliane has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Elaine Ribeiro, Evanice Eliane Ribeiro-Shultz, Evanice Ribeiro-Shultz, Eliane R Shultz

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

PARKLAND SECURITIES, LLC·CRD# 115368
BD
Worcester, MA
October 25, 2024 - Present
THE INVESTMENT CENTER, INC.·CRD# 17839
BD
Worcester, MA
November 23, 2015 - October 28, 2024
INVESTORS CAPITAL CORP.·CRD# 30613
BD
Natick, MA
March 4, 2011 - December 3, 2015
CITIZENS SECURITIES, INC.·CRD# 39550
BD
Framingham, MA
January 26, 2009 - March 7, 2011
LPL FINANCIAL LLC·CRD# 6413
BD
Ashland, MA
May 27, 2008 - April 30, 2009
IFMG SECURITIES, INC.·CRD# 14416
BD
Worcester, MA
January 19, 2005 - May 27, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Boston, MA
October 20, 2004 - December 8, 2004
QUICK & REILLY, INC.·CRD# 11217
BD
New York, NY
June 24, 2003 - October 20, 2004

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Current Firm

PS
PARKLAND SECURITIES, LLC

PARKLAND SECURITIES, LLC | SAMMONS SECURITIES COMPANY, LLC

CRD#: 115368 / SEC#: 8-53482
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

300 Parkland Plaza, Ann Arbor, MI 48103

Mailing Address

300 Parkland Plaza, Ann Arbor, MI 48103

Phone Number

(734) 663-1611

Established

Delaware since 07/26/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BRANDON D. RYDELL GIFT TRUST DATED 10/30/2020TRUST (OWNER OF NON-VOTING INTERESTS)—
CARL F. ELLISON, JR. GIFT TRUST DATED 10/30/2020TRUST (OWNER OF NON-VOTING INTERESTS)—
JEROME M. RYDELL GIFT TRUST DATED 10/30/2020TRUST (OWNER OF NON-VOTING INTERESTS)—
KRISTEN A. BAUER GIFT TRUST DATED 10/30/2020TRUST (OWNER OF NON-VOTING INTERESTS)—
THERESA L. DUNBAR GIFT TRUST DATED 10/30/2020TRUST (OWNER OF NON-VOTING INTERESTS)—
BAUER, KRISTEN ANNETRUSTEE OF THE KRISTEN A. BAUER GIFT TRUST DATED 10/30/20202457506
DUNBAR, THERESA LYNNTRUSTEE OF THE THERESA L. DUNBAR GIFT TRUST DATED 10/30/20207346975
ELLISON, CARLTRUSTEE OF THE CARL F. ELLISON JR. GIFT TRUST DATED 10/30/20207342594
MCCLELLAN, JOHN ALEXANDERCHIEF RISK AND BUSINESS OFFICER4016479
MYLES, JESSICA ROSEFINOP7201565
PHILLIPS, RICHARD THOMASCHIEF COMPLIANCE OFFICER6041363
PISTOR, RANDOLPH FULVIOCHIEF LEGAL OFFICER5143334
RYDELL, BRANDON DAVIDPRESIDENT AND TRUSTEE OF THE BRANDON D. RYDELL GIFT TRUST DATED 10/30/20202933397
RYDELL, JEROME MATTHEWTRUSTEE OF THE JEROME M. RYDELL GIFT TRUST DATED 10/30/20207346979
RYDELL, JEROME STANLEYCEO, CHAIRMAN, MANAGER AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED408389
THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020TRUST (OWNER OF ALL VOTING INTERESTS)—

Disclosures

Regulatory Event

11

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(10/25/2024)
RR
Massachusetts
(10/25/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2003About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2007About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2003About the Series 6 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Eliane Ribeiro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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