Koby D. Brand
Professional summary
Koby David Brand is a registered financial professional currently at LPL FINANCIAL LLC located in The Woodlands, Texas and SIGMA FINANCIAL CORPORATION located in Ann Arbor, Michigan.
Koby is registered as a RR (Registered Representative) and started their career in finance in 2003. Koby has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Koby David Brand's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2008 - Present
LPL FINANCIAL LLC
Office #1: 2219 Sawdust Rd Ste 101, The Woodlands, TX 77380-2576June 18, 2026 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 300 Parkland Plaza, Ann Arbor, MI 48103-9508July 9, 2003 - March 3, 2008
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/21/2025)
(3/16/2023)
(10/1/2024)
(3/7/2008)
(4/25/2017)
(3/7/2008)
(4/4/2023)
(8/24/2021)
(1/9/2026)
(9/21/2020)
(11/14/2024)
(9/21/2020)
(1/12/2020)
(9/1/2016)
(3/7/2008)
(10/15/2020)
(3/7/2008)
(2/5/2024)
(8/18/2017)
(7/14/2023)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SIGMA FINANCIAL CORPORATION
CRD#: 14303 / SEC#: , 8-30466
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | TRUST (OWNER OF ALL VOTING SHARES) | |
| MCCLELLAN, JOHN ALEXANDER | CHIEF RISK AND BUSINESS OFFICER | 4016479 |
| PHILLIPS, RICHARD THOMAS | CHIEF COMPLIANCE OFFICER | 6041363 |
| PISTOR, RANDOLPH FULVIO | CHIEF LEGAL OFFICER | 5143334 |
| RYDELL, BRANDON DAVID | PRESIDENT | 2933397 |
| RYDELL, JEROME STANLEY | CEO, CHAIRMAN AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | 408389 |
| WOOTON, RYAN DANIEL | CHIEF FINANCIAL OFFICER | 8006797 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 11 |
Red Flags
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Company Information
SIGMA FINANCIAL CORPORATION
CRD#: 14303The Woodlands, TX 77380-2576TRUST BUT VERIFY
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