Ryan Y. Lee
Professional summary
Ryan Yinho Lee, who also goes by Ryan Y Lee, is a registered financial professional currently at KAYAN SECURITIES, INC. located in Los Angeles, California.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2003. Ryan has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Yinho Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 2020 - Present
KAYAN SECURITIES, INC.
Office #1: 3470 Wilshire Blvd, # 626, Los Angeles, CA 90010-3917August 19, 2003 - October 1, 2004
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2020)
Exams
Series 7TO
Date: 9/14/2020
General Securities Representative ExaminationFINRA
Current Firm
KAYAN SECURITIES, INC.
CRD#: 156175 / SEC#: , 8-68770
Contact information
FINRA licenses (3 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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