SD
Sarah J. Davis
THRIVENT INVESTMENT MANAGEMENT
Morganton, GA
Some features on this profile are disabled
CRD#: 4658761
SD
Professional summary
Sarah Jennine Davis, CFP®, who also goes by Sarah J Berg ^, Sarah J Berg, Sarah J Schroeder ^, Sarah J Schroeder, Sarah Jennine Schroeder, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Morganton, Georgia.
Sarah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Sarah has worked at 1 firm and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sarah J Berg ^ | Sarah J Berg | Sarah J Schroeder ^ | Sarah J Schroeder | Sarah Jennine Schroeder
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GROUNDWORK GUATEMALA POSITION: Board Member NATURE: Groundwork Guatemala is based in Guatemala City with Operations out of Mesa Arizona. They work with families to spread the word of the bible and also help sponsor children go to school INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2018 ADDRESS: 713 E Jasmine St, Mesa AZ 85203, United States DESCRIPTION: The duty of a board member is to help approve the budget, add staff, missionaries and come up with ideas of how to continue to grow the mission. DAVIS FAMILY TRUST POSITION: Owner NATURE: Farm land that my trust owns and rents out to a local farmer. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/05/2021 ADDRESS: N1/2NW1/4 township 129; NE1/4NW1/4 Township 130, Elbow Lake MN 56531, United States DESCRIPTION: Collect rent, pay insurance and taxes on the land. ALHAMBRA HOA AND POA POSITION: Treasurer POA/Secretary HOA NATURE: My office condo has an associate for both the building and the common grounds. I would serve on both as a board member to the association. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2023 ADDRESS: 19940 Mona Rd Suite 5, Tequesta FL 33469, United States DESCRIPTION: For the Treasurer position I would be reviewing the budget and any special assessment costs that may be coming. I do not have access to any type of bank account, I'm only reviewing and approving bills that are coming through. For the Secretary position, I'll be taking notes on the meetings and offering any advice for the betterment of the association. TRINITY CEMETERY ASSOCIATION POSITION: Sexton NATURE: The Cemetery Association is responsible for maintaining the cemetery. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2025 ADDRESS: 30000 CR-11, Wendell MN 56531, United States DESCRIPTION: I will be working with the landscapers to make sure that the cemetery grounds are maintained. If there are expenses to be paid, approve them with the board. BRISAR H LLC POSITION: 50% Owner/member NATURE: This entity will be a real estate holding company with my husband and I being 50/50 owners. We will be purchasing an investment property to remodel and put up for sale once it's completed. As of now, there will be no lease agreements or income that will come from the property. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 09/29/2025 ADDRESS: 15224 110th Ave N, Jupiter FL 33478, United States DESCRIPTION: I will be doing the accounting of the entity for tax purposes and working with the attorney on any legal documents that need to be completed and filed.
CRS (Client Relationship Summary) - RIA
Click below to view Sarah Jennine Davis's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sarah Jennine Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
March 4, 2008 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #2: 725 N Highway A1a, Jupiter, FL 33477RIA
BD
CRD#: 18387
Morganton, GA
Current
August 29, 2006 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 725 N Highway A1a, Jupiter, FL 33477RIA
BD
CRD#: 18387
Jupiter, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/31/2025)
RR
Arizona(6/28/2017)
RR
California(12/23/2016)
RR
Colorado(8/7/2012)
RR
Connecticut(6/13/2023)
RR
Delaware(7/15/2025)
RR
District of Columbia(4/12/2024)
IAR
District of Columbia(4/22/2024)
RR
Florida(8/29/2006)
IAR
Florida(3/4/2008)
RR
Georgia(10/24/2019)
RR
Illinois(8/21/2018)
RR
Iowa(8/26/2021)
RR
Kentucky(11/12/2020)
RR
Louisiana(9/5/2017)
RR
Maine(1/2/2019)
RR
Massachusetts(5/3/2023)
RR
Michigan(7/19/2011)
RR
Minnesota(7/3/2008)
RR
Nebraska(10/21/2024)
RR
Nevada(8/15/2024)
RR
New Jersey(5/19/2020)
RR
New York(1/17/2019)
RR
North Carolina(6/13/2012)
RR
North Dakota(12/12/2017)
RR
Ohio(1/13/2016)
RR
Pennsylvania(10/1/2015)
RR
Rhode Island(12/5/2011)
RR
South Carolina(12/3/2024)
RR
Tennessee(1/15/2015)
RR
Texas(5/21/2012)
IAR
Texas(6/1/2012)
RR
Utah(1/9/2025)
RR
Virginia(5/12/2022)
RR
Washington(4/16/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
