AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RS

Rahsaan G. Stroman

ING FINANCIAL MARKETS LLC
New York, NY 10036
Some features on this profile are disabled
CRD#: 4657368
RS

Professional summary

Rahsaan Gerrod Stroman, who also goes by Rahsaan Gerrod Stroman, Rahsaan Stroman, Rahsaan Gerrod Stromom, Shawn Stroman, is a registered financial professional currently at ING FINANCIAL MARKETS LLC located in New York, New York.

Rahsaan is registered as a RR (Registered Representative) and started their career in finance in 2003. Rahsaan has worked at 7 firms and has passed the Series 66, Series 57TO, SIE, Series 7, Series 14, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rahsaan Gerrod Stroman | Rahsaan Stroman | Rahsaan Gerrod Stromom | Shawn Stroman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rahsaan Gerrod Stroman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 1, 2017 - Present

ING FINANCIAL MARKETS LLC

Office #1: 1133 Avenue Of The Americas, New York, NY 10036
BD
CRD#: 28872
New York, NY
Past

July 25, 2016 - September 13, 2017

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

November 10, 2009 - June 22, 2016

BESSEMER INVESTOR SERVICES, INC.

BD
CRD#: 17442
NEW YORK, NY
Past

July 17, 2008 - October 26, 2009

E*TRADE SECURITIES LLC

BD
CRD#: 29106
JERSEY CITY, NJ
Past

July 1, 2008 - October 26, 2009

E*TRADE CLEARING LLC

BD
CRD#: 25025
JERSEY CITY, NJ
Past

May 1, 2007 - March 28, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
NEW YORK, NY
Past

May 1, 2007 - March 28, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

April 3, 2007 - April 13, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
NEW YORK, NY
Past

April 3, 2007 - April 13, 2007

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

September 17, 2004 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA
CRD#: 23988
NEW YORK, NY
Past

May 23, 2003 - May 29, 2007

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/1/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/14/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 11/25/2019
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/21/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 10/22/2021
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/15/2008
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/15/2003
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

IF
ING FINANCIAL MARKETS LLC
ING (U.S.) SECURITIES, FUTURES & OPTIONS INC. | QUANTUM SECURITIES, INC. | ING SECURITIES DERIVATIVES CLEARING | ING SECURITIES & OPTIONS | ING FINANCIAL MARKETS LLC | ING BARINGS CORP.

CRD#: 28872 / SEC#: , 8-43978

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1133 Avenue Of The Americas, New York, NY 10036
Mailing Address
1133 Avenue Of The Americas, New York, NY 10036
Phone number
(646) 424-6000
Established
Delaware since 11/06/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ING FINANCIAL HOLDINGS CORPORATIONSOLE SHAREHOLDER
BENETREU, LINDA MARIANNEDIRECTOR6448656
CICCHILLO, DARREN THOMASCHIEF OPERATING OFFICER2261428
MAESTAS, ADRIANA EMILIAGENERAL COUNSEL7415275
MCCARTHY, JOHNCHIEF COMPLIANCE OFFICER4117424
MEYER, KATHARYN ARABELA BOYLECHIEF EXECUTIVE OFFICER3063186
SCHAEFFER, ANDREW DAVIDDIRECTOR1817568
TORNIJ, MARKDIRECTOR7337753
WOLVIUS, JOHANNES DERKCHIEF FINANCIAL OFFICER7053218

Disclosures

Regulatory Event10

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ING FINANCIAL MARKETS LLC

CRD#: 28872New York, NY 10036

TRUST BUT VERIFY

Monitor Rahsaan Stroman

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics