TP
Tara C. Prindible
VALIC FINANCIAL ADVISORS
MOUNT LAUREL, NJ 08054
Some features on this profile are disabled
CRD#: 4656634
TP
Professional summary
Tara Claudine Prindible, who also goes by Tara Claudine Benstead, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Mount Laurel, New Jersey.
Tara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Tara has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tara Claudine Benstead
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
YOUNG LIVING POSITION: Consultant NATURE: multi level marketing, wholesale purchase of products INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/12/2018 ADDRESS: 3125 Executive Parkway, Lehi UT 84043, United States DESCRIPTION: Young Living, 3125 Executive Parkway, Lehi, UT 84043, Non-investment related, commenced activity 11/12/2018, Consultant with duties which include purchasing products at discounted price, possible override commissions.1% hours/month is devoted to this activity with none during securities trading hours.Rodan and Fields. 60 Spear Street, Suite 600, san Francisco, CA 94105. Non-investment related. Commenced activity 01/16/2019. Consultant with duties which include sales of skin care products. Less than 1% hours/month is devoted to this activity with none during securities trading hours. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products COACH-MOORESTOWN LACROSSE POSITION: Coach NATURE: Coaching 5/6 boys lacrosse spring only, evenings and weekends INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 03/29/2020 ADDRESS: PO Box 683, Moorestown NJ 08057, United States DESCRIPTION: Coach children's lacrosse MOORESTOWN REPUBLICAN MUNICIPAL COMMITTEE POSITION: District Representative NATURE: Represent local voting district on committee for Moorestown Republican Club INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2020 ADDRESS: PO Box 73, Moorestown NJ 08057, United States DESCRIPTION: 4-6 meetings per year to discuss local issues SEAT GEEK (PHILLIES TICKET RESALE) POSITION: list tickets occasionally NATURE: ticket resale INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 902 Broadway FL 10, New York NY 10010, United States DESCRIPTION: List tickets I cannot personally use to reimburse for cost MOORESTOWN LACROSSE CLUB PRESIDENT POSITION: President NATURE: I am currently the VP of Admin for the board disclosed under OBA and have been asked to take the role of President (VP role would be ending) to oversee the season management for the lacrosse teams in our local town and act as liaison between our town and the South Jersey league. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2024 ADDRESS: PO Box 683, Moorestown NJ 08057, United States DESCRIPTION: Oversee communication between lacrosse Board and local community to promote the sport in town and manage club expectations for feeding high school program. There is a separate Board who handles financial responsibilities (called the Upper Board) but occasionally I may be asked to vote on things like pricing on registration and uniforms or sponsorships for the season. We have a Treasurer who directly deals with the finances and President does not have any check writing ability.
CRS (Client Relationship Summary) - RIA
Click below to view Tara Claudine Prindible's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Tara Claudine Prindible's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 26, 2008 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 307 Fellowship Road Suite 205, Mount Laurel, NJ 08054RIA
BD
CRD#: 42803
MOUNT LAUREL, NJ
Current
March 26, 2008 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 307 Fellowship Road Suite 205, Mount Laurel, NJ 08054RIA
BD
CRD#: 42803
MOUNT LAUREL, NJ
Past
January 19, 2007 - March 28, 2008
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
BALA CYNWYD, PA
Past
July 24, 2003 - January 11, 2007
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
BALA CYNWYD, PA
Past
June 13, 2003 - January 11, 2007
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
BALA CYNWYD, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(3/26/2008)
IAR
Delaware(6/21/2013)
RR
Florida(2/6/2020)
IAR
Florida(2/10/2020)
RR
Maryland(3/26/2008)
RR
New Jersey(3/26/2008)
IAR
New Jersey(3/26/2008)
RR
New York(2/9/2016)
IAR
New York(8/16/2021)
RR
North Carolina(4/25/2022)
IAR
North Carolina(4/26/2022)
RR
Pennsylvania(3/26/2008)
IAR
Pennsylvania(6/3/2008)
RR
South Carolina(4/25/2022)
IAR
South Carolina(5/2/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
