JL
James A. Laite
CADENCE WEALTH MANAGEMENT LLC
Westborough, MA 01581
Some features on this profile are disabled
CRD#: 4656586
JL
Professional summary
James Andrew Laite is a registered financial advisor currently at CADENCE WEALTH MANAGEMENT LLC located in Westborough, Massachusetts.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. James has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MR. LAITE IS ALSO A REGISTERED REPRESENTATIVE AT PURSHE KAPLAN STERLING INVESTMENTS SINCE 10/2010. 2. TOWN OF LANCASTER COMMISSIONOR, 695 MAIN STR, LANCASTER MA 01523, BOARD OF PUBLIC WORKS, 05/10/11, 4HRS PER MONTH, DECISION MAKING, POLICY MAKING FOR THE HIGHWAY DEPT. TREE & CEMETARY DEPT, WATER DEPT. 3. WACHUSETT MOUNTAIN SKI AREA - NOT INVESTMENT RELATED - 499 MOUNTAIN ROAD, PRINCETON, MA 01541,US - SALES, RENTAL, REPAIR - APPROX. 32 HOURS PER MONTH - MR. LAITE ASSISTS WITH SKI EQUIPMENT SALES, RENTAL AND MAINTENANCE DURING THE WINTER SEASON (JANUARY-MARCH) EVERY YEAR.
CRS (Client Relationship Summary) - RIA
Click below to view James Andrew Laite's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2012 - Present
CADENCE WEALTH MANAGEMENT LLC
Office #1: 1800 West Park Drive Suite 330, Westborough, MA 01581RIA
CRD#: 155080
Westborough, MA
Past
October 1, 2010 - September 26, 2012
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
WESTBOROUGH, MA
Past
November 29, 2006 - October 5, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
WESTBOROUGH, MA
Past
September 11, 2003 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
September 11, 2003 - October 6, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
WESTBOROUGH, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CADENCE WEALTH MANAGEMENT LLC
CADENCE WEALTH MANAGEMENT LLC
CRD#: 155080 / SEC#: 801-78941
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)Massachusetts
Registered Investment Advisory firm - (1/22/2014 Terminated)New Hampshire
Registered Investment Advisory firm - (2/5/2014 Terminated)Rhode Island
Registered Investment Advisory firm - (1/24/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(5/1/2012)
IAR
New Hampshire(5/8/2012)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
CW
CADENCE WEALTH MANAGEMENT LLC
CADENCE WEALTH MANAGEMENT LLC
CRD#: 155080 / SEC#: 801-78941
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)Massachusetts
Registered Investment Advisory firm - (1/22/2014 Terminated)New Hampshire
Registered Investment Advisory firm - (2/5/2014 Terminated)Rhode Island
Registered Investment Advisory firm - (1/24/2014 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1800 West Park Drive Suite 330, Westborough, MA 01581
Mailing Address
Phone number
(508) 898-0400
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,021 |
| AUM (Assets Under Management) | $ 305,384,127 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CADENCE WEALTH MANAGEMENT LLC
CRD#: 155080Westborough, MA 01581TRUST BUT VERIFY
Monitor James Laite
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
