Roberto Giangregorio
Professional summary
Roberto Giangregorio is a registered financial professional currently at SAMI BROKERAGE LLC located in Stamford, Connecticut.
Roberto is registered as a RR (Registered Representative) and started their career in finance in 2003. Roberto has worked at 1 firm and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roberto Giangregorio's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 26, 2003 - Present
SAMI BROKERAGE LLC
Office #1: 2 High Ridge Park, Stamford, CT 06905State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/22/2003)
(3/11/2020)
(3/11/2020)
(3/11/2020)
(3/11/2020)
(3/11/2020)
(3/11/2020)
(5/21/2021)
(7/8/2024)
(8/22/2003)
(3/11/2020)
(3/11/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/2/2004
Limited Representative-Equity Trader ExamFINRA
Current Firm
SAMI BROKERAGE LLC
CRD#: 18217 / SEC#: 801-undefined, 8-36472
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPECTRUM ASSET MANAGEMENT, INC. | 100% OWNER | |
| BYER, MATTHEW ROSS | CHIEF INFORMATION SECURITY OFFICER | 3120607 |
| HANCZOR, JOSEPH ANDREW | CHIEF COMPLIANCE OFFICER | 5200684 |
| JACOBY, LEWIS PHILLIP IV | HEAD OF TRADING | 1238147 |
| LIEB, MARK ALAN | PRESIDENT | 853490 |
| ORLANDO, JEAN MARIE | FINANCIAL OPERATIONS PRINCIPAL & CHIEF FINANCIAL OFFICER | 1197909 |
Disclosures
| Regulatory Event | 1 |
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