Rhiannon E. Thomas
Professional summary
Rhiannon Eden Thomas, who also goes by Rhiannon Eden Thomas Ms, Rhiannon Eden Thomas, is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Rhiannon is registered as a RR (Registered Representative) and started their career in finance in 2003. Rhiannon has worked at 5 firms and has passed the Series 16 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rhiannon Eden Thomas's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 16, 2025 - Present
TD SECURITIES (USA) LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017March 1, 2024 - May 16, 2025
BTIG, LLC
December 11, 2020 - August 14, 2023
E*TRADE SECURITIES LLC
June 1, 2009 - August 14, 2023
MORGAN STANLEY
May 8, 2006 - August 14, 2023
MORGAN STANLEY & CO. LLC
August 11, 2003 - February 28, 2006
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
NYSE American LLC
New York Stock Exchange
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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